Hanley E. Cherry
Professional summary
Hanley Eugene Cherry JR, who also goes by Eugene Cherry, is a registered financial professional currently at OSAIC WEALTH, INC. located in Crystal City, Missouri.
Hanley is registered as a RR (Registered Representative) and started their career in finance in 2002. Hanley has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hanley Eugene Cherry JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 104 Bailey Road, Crystal City, MO 63019February 8, 2011 - November 3, 2023
FSC SECURITIES CORPORATION
October 16, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
January 1, 2008 - October 26, 2009
WELLS FARGO CLEARING SERVICES, LLC
March 16, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
March 12, 2002 - March 20, 2007
EDWARD JONES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2023)
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Crystal City, MO 63019TRUST BUT VERIFY
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