Marsha M. Alexis
STRATEGIC ADVISERS LLC | Benefits & Planning Consultant, Executive Services
HEMPSTEAD, NY
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CRD#: 4491620
Professional summary
Marsha M Alexis, who also goes by Marsha May Alexis, Marsha May Castillo, Marsha May Castillo-alexis, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hempstead, New York and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Marsha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Marsha has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
My goal is to fully understand my client's needs, goals and priorities so I can help them integrate key benefits decisions into their overall plan. I enjoy helping executives utilize the vast array of Fidelity's wealth planning tools so I can assist them in developing a plan that will reflect what is most important to them.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marsha May Alexis | Marsha May Castillo | Marsha May Castillo-Alexis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marsha M Alexis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
New York Institute of Technology
Master of Business Administration (MBA) - Finance
2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HEMPSTEAD, NY
Current
May 28, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4671 Town Center Pkwy, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
March 6, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BRONX, NY
Past
March 25, 2010 - March 13, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
NEW YORK, NY
Past
June 9, 2003 - November 25, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2022)
RR
Alaska(1/7/2022)
RR
Arizona(1/7/2022)
RR
Arkansas(1/7/2022)
RR
California(1/7/2022)
RR
Colorado(1/7/2022)
RR
Connecticut(5/28/2015)
RR
Delaware(1/7/2022)
RR
District of Columbia(1/7/2022)
RR
Florida(1/7/2022)
RR
Georgia(1/7/2022)
RR
Hawaii(1/7/2022)
RR
Idaho(1/7/2022)
RR
Illinois(1/7/2022)
RR
Indiana(1/7/2022)
RR
Iowa(1/7/2022)
RR
Kansas(1/7/2022)
RR
Kentucky(1/7/2022)
RR
Louisiana(1/7/2022)
RR
Maine(1/7/2022)
RR
Maryland(1/7/2022)
RR
Massachusetts(2/15/2017)
RR
Michigan(1/7/2022)
RR
Minnesota(1/7/2022)
RR
Mississippi(1/7/2022)
RR
Missouri(1/7/2022)
RR
Montana(1/7/2022)
RR
Nebraska(1/7/2022)
RR
Nevada(1/7/2022)
RR
New Hampshire(1/28/2020)
RR
New Jersey(5/28/2015)
RR
New Mexico(1/7/2022)
RR
New York(5/28/2015)
IAR
New York(3/31/2025)
RR
North Carolina(1/7/2022)
RR
North Dakota(1/7/2022)
RR
Ohio(1/8/2022)
RR
Oklahoma(1/7/2022)
RR
Oregon(1/7/2022)
RR
Pennsylvania(1/7/2022)
RR
Puerto Rico(1/7/2022)
RR
Rhode Island(1/7/2022)
RR
South Carolina(1/7/2022)
RR
South Dakota(1/7/2022)
RR
Tennessee(1/7/2022)
RR
Texas(1/7/2022)
IAR
Texas(3/31/2025)
RR
Utah(1/7/2022)
RR
Vermont(1/7/2022)
RR
Virgin Islands(1/7/2022)
RR
Virginia(1/7/2022)
RR
Washington(1/7/2022)
RR
West Virginia(1/7/2022)
RR
Wisconsin(1/7/2022)
RR
Wyoming(1/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Benefits & Planning Consultant, Executive ServicesCRD#: 104555Hempstead, NYTRUST BUT VERIFY
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Contact information
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