Walter L. Simmons

IRONWOOD INVESTMENT ADVISERS

PORT ALLEN, LA

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CRD#: 4491411

Professional summary

Walter Louis Simmons JR., who also goes by Walter L Simmons, Walter Louis Simmons, is a registered financial advisor currently at IRONWOOD INVESTMENT ADVISERS, LLC located in Port Allen, Louisiana.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Walter has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walter L Simmons | Walter Louis Simmons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WALTER SIMMONS IS A CPA AND DEVOTES 100% OF HIS TIME TO ACCOUNTING SERVICES. STEWART IS A PARTNER AT TWRU CPAS & FINANCIAL ADVISORS. STEWART IS A MEMBER OF TWRU PRIVATE WEALTH MANAGEMENT, LLC. WALTER IS A CPA PARTNER AND AN OWNER OF THE INVESTMENT ADVISER, AND REFERS CLIENTS TO THE INVESTMENT ADVISER, AND RECEIVES REFERRAL FEES FOR THESE INTRODUCTIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Louis Simmons JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2019 - Present

IRONWOOD INVESTMENT ADVISERS, LLC

RIA

CRD#: 286591

PORT ALLEN, LA

Past

May 10, 2013 - March 3, 2016

TWRU PRIVATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 117222

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

IRONWOOD INVESTMENT ADVISERS, LLC

CRD#: 286591 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/5/2017 Approved)

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Contact information

Main Address

Port Allen, LA

Mailing Address

Phone number

(225) 235-0277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 20,127,415

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Walter L. Simmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Louis Simmons JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

IRONWOOD INVESTMENT ADVISERS, LLC

TWRU PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

IRONWOOD INVESTMENT ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IRONWOOD INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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