Marc E. Lustig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Edward Lustig, who also goes by Marc Lustig, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2002. Marc had worked at 3 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - October 3, 2014
VIII CAPITAL CORP.
June 1, 2010 - January 5, 2012
GRIFFITHS MCBURNEY CORP.
March 3, 2004 - February 5, 2008
GRIFFITHS MCBURNEY CORP.
May 29, 2002 - February 27, 2004
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 5/21/2002
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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