John George Lapertosa Jr.
Professional Summary
John George Lapertosa Jr., who also goes by John Lapertosa Jr, John Lapertosa Jr., John Lapertosa, John George Lapertosa, is a registered financial advisor currently at TRADEMAS INC. located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 56, Series 55, Series 7 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Lapertosa Jr, John Lapertosa Jr., John Lapertosa, John George Lapertosa
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
BOWERS SECURITIES INC. | TRADEMAS INC. | JOHN MATTHEW BOWERS | JOHN M. BOWERS, SOLE PROPRIETOR | JMB, SOLE PROPRIETOR
Contact Information
Main Address
Nyse Trading Floor 11 Wall Street, New York, NY 10005Mailing Address
Accounting & Compliance International 77 Water Street, Suite 1604, New York, NY 10005Phone Number
(212) 668-8700Established
New York since 08/25/2006Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Nov 2014Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2007SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John George Lapertosa Jr.'s CRS (Customer Relationship Summary).
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