Paul F. Carrozzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Carrozzo, who also goes by Paul Carrozzo, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2002. Paul had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2018 - August 5, 2020
CRAFT CAPITAL MANAGEMENT LLC
September 22, 2015 - February 19, 2016
CRAFT CAPITAL MANAGEMENT LLC
July 7, 2011 - February 20, 2013
COASTAL TRADE SECURITIES, LLC
January 20, 2010 - July 7, 2011
ON POINT EXECUTIONS, LLC
April 10, 2007 - January 7, 2008
DASH FINANCIAL TECHNOLOGIES LLC
September 19, 2005 - April 2, 2007
RAYMOND C. FORBES & CO., INC.
November 12, 2004 - March 25, 2009
ON POINT EXECUTIONS, LLC
July 3, 2002 - December 4, 2002
DOMESTIC SECURITIES, INC.
January 11, 2002 - May 16, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/21/2002
Limited Representative-Equity Trader ExamCurrent Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
