Lasalle R. Vaughn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lasalle Roger Vaughn III, who also goes by Eric La Salle Vaughn, Lasalle Roger Vaughn III, was a registered financial professional .
Lasalle is a previously registered financial professional and started their career in finance in 2002. Lasalle had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2024 - April 7, 2025
ALTRUIST FINANCIAL LLC
March 29, 2019 - April 27, 2022
ROBINHOOD SECURITIES, LLC
March 13, 2019 - April 27, 2022
ROBINHOOD FINANCIAL, LLC
September 4, 2013 - February 27, 2019
USAA INVESTMENT SERVICES COMPANY
September 4, 2013 - February 27, 2019
USAA INVESTMENT SERVICES COMPANY
February 9, 2009 - September 9, 2013
USAA FINANCIAL PLANNING SERVICES
February 9, 2009 - February 27, 2019
USAA FINANCIAL ADVISORS, INC.
April 28, 2006 - December 31, 2008
USAA FINANCIAL PLANNING SERVICES
April 28, 2006 - December 31, 2008
USAA FINANCIAL ADVISORS, INC.
April 20, 2004 - April 10, 2006
WELLS FARGO INVESTMENTS, LLC
April 20, 2004 - April 10, 2006
WELLS FARGO INVESTMENTS, LLC
March 15, 2002 - March 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 2002 - March 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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