Frank T. Masiello
Professional summary
Frank Thomas Masiello is a registered financial professional currently at TRADEMAS INC. located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2002. Frank has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 21, Series 25, Series 27, Series 24, Series 14 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Thomas Masiello's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2018 - Present
TRADEMAS INC.
Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005Office #2: Nyse 11 Wall Street, New York, NY 10005April 22, 2016 - March 21, 2018
GTS SECURITIES LLC
September 22, 2008 - April 27, 2016
BARCLAYS CAPITAL INC.
December 17, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
January 4, 2002 - January 8, 2008
VAN DER MOOLEN SPECIALISTS USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2021)
(3/21/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/1/2009
Limited Representative-Equity Trader ExamSeries 21
Date: 5/21/2003
NYSE Front Line Specialist ClerkSeries 25
Date: 6/18/2002
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
TRADEMAS INC.
CRD#: 130030 / SEC#: , 8-66292
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
