Kendell M. James
Professional summary
Kendell Maurice James, who also goes by Kendell James, is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.
Kendell is registered as a RR (Registered Representative) and started their career in finance in 2002. Kendell has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kendell Maurice James's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2021 - Present
VCS VENTURE SECURITIES
Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201February 26, 2013 - October 6, 2021
JOSEPH STONE CAPITAL L.L.C.
October 17, 2008 - February 26, 2013
FIRST MIDWEST SECURITIES, INC.
October 28, 2005 - October 17, 2008
J.P. TURNER & COMPANY, L.L.C.
October 11, 2004 - October 31, 2005
BRUNDYN SECURITIES INC.
April 30, 2004 - December 17, 2004
LH ROSS & COMPANY, INC.
March 8, 2004 - April 27, 2004
HARRISON SECURITIES, INC.
January 21, 2002 - December 10, 2003
HARRISON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2021)
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(10/4/2021)
(9/28/2022)
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(12/16/2021)
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(11/30/2021)
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(10/12/2021)
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(10/26/2021)
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(9/27/2021)
Exams
FINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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