Jeffrey J. Presogna

I.M.S. WEALTH MANAGEMENT

Erie, PA 16508

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CRD#: 4488078

Professional summary

Jeffrey Joseph Presogna, who also goes by Jeffrey Joseph Presogna, is a registered financial advisor currently at I.M.S. WEALTH MANAGEMENT, LLC located in Erie, Pennsylvania.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeffrey has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Joseph Presogna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jeffrey Presogna is the owner of Presogna and Company, P.C., 359 West 26th Street, Erie, PA 16508, Non-Investment Related, CPA Firm President; Began 10/84, Devote approximately 120 hours per month to business activities, approximately 4 hours per day during trading hours, Business Consulting, Tax Preparation and Mergers & Acquisitions Consulting. Jeffrey Presogna is the owner and manager of residential and commercial rental property located at 359 West 26th Street, Erie, PA, Non-Investment Related, Devote approximately 1 hour per month to business activities, 0 hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Joseph Presogna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2012 - Present

I.M.S. WEALTH MANAGEMENT, LLC

Office #1: 359 West 26th Street, Erie, PA 16508

RIA

CRD#: 164717

Erie, PA

Past

September 10, 2009 - December 7, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ERIE, PA

Past

April 9, 2009 - December 7, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

ERIE, PA

Past

April 30, 2008 - March 27, 2009

EVOLVE SECURITIES, INC.

CRD#: 127474

ERIE, PA

Past

March 22, 2007 - April 30, 2008

AFS BROKERAGE, INC.

CRD#: 25924

ERIE, PA

Past

May 4, 2004 - March 22, 2007

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

ERIE, PA

Past

May 3, 2004 - March 22, 2007

NEWEDGE SECURITIES, LLC

CRD#: 10674

ERIE, PA

Past

May 14, 2002 - May 4, 2004

FDX ADVISORS, INC.

RIA

CRD#: 104601

SACRAMENTO, CA

Past

March 28, 2002 - May 3, 2004

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

January 23, 2002 - April 1, 2002

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/12/2022)

IAR

Pennsylvania
(12/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/22/2002

General Securities Representative Examination

Current Firm

I.M.S. WEALTH MANAGEMENT, LLC

CRD#: 164717 / SEC#:

New York

Registered Investment Advisory firm - (10/4/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/9/2012 Approved)

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Contact information

Main Address

359 West 26th Street, Erie, PA 16508

Mailing Address

Phone number

(814) 454-1133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 33,426,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Presogna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Joseph Presogna's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EVOLVE SECURITIES, INC.

AFS BROKERAGE, INC.

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

FDX ADVISORS, INC.

LONDON PACIFIC SECURITIES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2002

Series 63

Date: 3/1/2002

Series 7

Date: 1/22/2002

Current Firm

I.M.S. WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

I.M.S. WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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