RM
Robert J. Meltzer
CETERA INVESTMENT ADVISERS LLC
MANDAN, ND 58554
Some features on this profile are disabled
CRD#: 4487950
RM
Professional summary
Robert Jeffrey Meltzer, who also goes by Robert Jeffrey Meltzer, Robert Meltzer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mandan, North Dakota and CETERA WEALTH SERVICES, LLC located in Mandan, North Dakota.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 9 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Jeffrey Meltzer | Robert Meltzer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/30/2020 ADDRESS: 4431 MEMORIAL HWY, MANDAN ND 58554, United States DESCRIPTION: FIXED INSURANCE SALES 2) BM SYMPHONY POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2020 ADDRESS: 215 N 6TH STREET, BISMARCK ND 58501, United States DESCRIPTION: BOARD MEMBER; MEET 1-2 TIMES PER YEAR. 3) TOWN SQUARE MEDIA POSITION: Employee NATURE: RADIO STATION INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2020 ADDRESS: 1830 N 11TH STREET, BISMARCK ND 58501, United States DESCRIPTION: SPORTS DIRECTOR; 4) NAME OF OTHER BUSINESS: LUX WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Jeffrey Meltzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4431 Memorial Hwy, Mandan, ND 58554RIA
CRD#: 105644
MANDAN, ND
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4431 Memorial Hwy, Mandan, ND 58554BD
CRD#: 13572
Mandan, ND
Past
January 5, 2021 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
MANDAN, ND
Past
October 30, 2020 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
MANDAN, ND
Past
September 22, 2009 - October 26, 2020
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BISMARCK, ND
Past
September 11, 2009 - September 23, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
BISMARCK, ND
Past
September 11, 2009 - September 23, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
BISMARCK, ND
Past
April 28, 2008 - September 11, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BISMARCK, ND
Past
April 10, 2008 - September 11, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BISMARCK, ND
Past
July 19, 2007 - March 6, 2008
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BOCA RATON, FL
Past
January 14, 2002 - July 26, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
BOCA RATON, FL
Past
January 14, 2002 - July 26, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
RR
California(8/10/2023)
RR
Colorado(8/10/2023)
RR
Florida(8/14/2023)
RR
Idaho(8/10/2023)
RR
Kansas(8/10/2023)
RR
Maryland(6/4/2024)
RR
Minnesota(8/10/2023)
RR
Montana(8/10/2023)
RR
Nebraska(9/18/2024)
RR
North Carolina(8/6/2024)
RR
North Dakota(8/10/2023)
IAR
North Dakota(8/10/2023)
RR
South Dakota(8/10/2023)
RR
Tennessee(7/7/2025)
RR
Utah(8/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Mandan, ND 58554TRUST BUT VERIFY
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