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Thomas B. Frost

ALL SEASONS INVESTMENT ADVISORS,
San Marcos, CA
Some features on this profile are disabled
CRD#: 4487551
TF

Professional summary

Thomas Bowen Frost is a registered financial advisor currently at ALL SEASONS INVESTMENT ADVISORS, INC located in San Marcos, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 6 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SEASONS FINANCIAL, LLC - PRESIDENT OF INSURANCE SERVICES. Sports Referee, 20 hours spent a month, Started August of 2022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Bowen Frost's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 25, 2021 - Present

ALL SEASONS INVESTMENT ADVISORS, INC

RIA
CRD#: 144506
San Marcos, CA
Past

April 14, 2008 - September 26, 2014

SII INVESTMENTS, INC.

RIA
CRD#: 2225
SAN DIEGO, CA
Past

September 11, 2007 - September 26, 2014

SII INVESTMENTS, INC.

BD
CRD#: 2225
SAN DIEGO, CA
Past

August 21, 2007 - December 31, 2020

ALL SEASONS INVESTMENT ADVISORS, INC

RIA
CRD#: 144506
SAN MARCOS, CA
Past

May 27, 2005 - August 2, 2007

FINANCIAL TELESIS INC

RIA
CRD#: 31012
SAN DIEGO, CA
Past

February 14, 2005 - August 2, 2007

FINANCIAL TELESIS INC

BD
CRD#: 31012
SAN DIEGO, CA
Past

March 3, 2004 - February 18, 2005

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
LA JOLLA, CA
Past

May 22, 2002 - February 18, 2005

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

January 21, 2002 - May 1, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 21, 2002 - May 1, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/25/2021)
IAR
Texas
(6/1/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/11/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2002
General Securities Representative Examination

Current Firm

AS
ALL SEASONS INVESTMENT ADVISORS, INC
401(K), INC. | TORREY PINES GALLERY | SEASONS FINANCIAL, LLC | SEASONS 401K SERVICES | PARITY GALLERY | ASIA, INC | ALL SEASONS INVESTMENT ADVISORS, INC

CRD#: 144506 / SEC#:

California
Registered Investment Advisory firm - (1/25/2021 Approved)
Texas
Registered Investment Advisory firm - (6/1/2023 Conditional Restricted)
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Contact information

Main Address
San Marcos, CA
Mailing Address
Phone number
(858) 220-1505
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 75,935,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALL SEASONS INVESTMENT ADVISORS, INC

CRD#: 144506San Marcos, CA

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