OF
Owen D. Freeman-daniels
KESTRA ADVISORY SERVICES
W. SPRINGFIELD, MA 01089
Some features on this profile are disabled
CRD#: 4487133
OF
Professional summary
Owen David Freeman-daniels, CFP®, ChFC® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in W. Springfield, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in W. Springfield, Massachusetts.
Owen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Owen has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Foley/Connelly Financial Partners Investment Related: Yes Address: 37 Elm St West Springfield MA 01089 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Other,Producer Start Date: 10/1/2005 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: prospecting, fact finding, sales and service of insurance and investment products, and investment advisoryBusiness Name: Foley Insurance Investment Related: No Address: 37 Elm St West Springfield MA 01089 Nature of Business: Insurance Position, Title or Relationship: Producer Start Date: 1/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: prospecting, fact finding, selling, service of p&c insuranceBusiness Name: Public Employees' Retirement Insurance Services Investment Related: Yes Address: 37 Elm St West Springfield MA 01089 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2006 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: prospecting, fact finding, selling, service of insurance and investment products and servicesBusiness Name: Foley/Connelly Benefits Group Investment Related: No Address: 37 Elm St West Springfield MA 01096 Nature of Business: Insurance Position, Title or Relationship: Producer Start Date: 1/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Prospecting, fact finding, selling, servicing insurance salesBusiness Name: Owen Freeman-Daniels Investment Related: No Address: 59 Lake Drive Goshen MA 01032 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: landlordBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Woodmont Road Condominium Association Investment Related: No Address: 53 Woodmont Road Northampton MA 01060 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President Start Date: 1/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Annual meeting and filing of HOA's taxesBusiness Name: Ridgeline Financial North DBA Daury Wealth Management Investment Related: Yes Address: 243 King St Suite 244 Northampton MA 01060 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee/rep. No ownership in acquiring entity. Start Date: 7/1/2021 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: maintaining client accounts, client service, new business, financial planning activities, investment advisory, proposals, processing new business and maintenance.
CRS (Client Relationship Summary) - RIA
Click below to view Owen David Freeman-daniels's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
May 9, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 37 Elm St, W. Springfield, MA 01089RIA
CRD#: 283330
W. SPRINGFIELD, MA
Current
September 29, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 37 Elm St, W. Springfield, MA 01089BD
CRD#: 42046
W. Springfield, MA
Past
February 6, 2012 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AMHERST, MA
Past
February 11, 2002 - October 4, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2024)
RR
Connecticut(9/29/2005)
RR
Florida(10/29/2013)
RR
Indiana(6/7/2021)
RR
Massachusetts(9/29/2005)
IAR
Massachusetts(5/9/2016)
RR
New Hampshire(1/30/2012)
RR
New Jersey(1/27/2020)
RR
New York(3/7/2017)
RR
Rhode Island(1/3/2007)
RR
South Carolina(3/21/2017)
RR
Utah(1/17/2024)
RR
Vermont(1/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
