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CP

Cherie D. Putman

PUTMAN CAPITAL MANAGEMENT
Torrance, CA 90503
CRD#: 4487122
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CP
Cherie D PutmanPUTMAN CAPITAL MANAGEMENT

Professional summary

Cherie D Putman, CFP® is a registered financial advisor currently at PUTMAN CAPITAL MANAGEMENT, INC. located in Torrance, California.

Cherie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Cherie has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cherie D Putman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

September 26, 2005 - Present

PUTMAN CAPITAL MANAGEMENT, INC.

Office #1: 3528 Torrance Boulevard Suite 219, Torrance, CA 90503
RIA
CRD#: 135995
Torrance, CA
Past

April 11, 2002 - November 16, 2018

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
TORRANCE, CA
Past

February 25, 2002 - November 16, 2018

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
Torrance, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/26/2005)
IAR
Texas
(11/21/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/19/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/23/2002
General Securities Representative Examination

Current Firm

PC
PUTMAN CAPITAL MANAGEMENT, INC.
PUTMAN CAPITAL MANAGEMENT, INC.

CRD#: 135995 / SEC#:

California
Registered Investment Advisory firm - (9/26/2005 Approved)
Texas
Registered Investment Advisory firm - (11/19/2018 Conditional Restricted)
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Contact information

Main Address
3528 Torrance Boulevard Suite 219, Torrance, CA 90503
Mailing Address
Phone number
(310) 792-9999
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts38
AUM (Assets Under Management)$ 15,885,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PUTMAN CAPITAL MANAGEMENT, INC.

CRD#: 135995Torrance, CA 90503

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