CP
Cherie D. Putman
PUTMAN CAPITAL MANAGEMENT
Torrance, CA 90503
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CRD#: 4487122
CP
Professional summary
Cherie D Putman, CFP® is a registered financial advisor currently at PUTMAN CAPITAL MANAGEMENT, INC. located in Torrance, California.
Cherie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Cherie has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOHN MODESTI,INC
POSITION: FINANCIAL/ACCOUNTING/CFO/BOARD MEMBER NATURE: AUTO REPAIR INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1988
ADDRESS: Culver City CA 90230, United States
DESCRIPTION: Financial and Accounting aspects of the business
2) MEDICAL INSURANCE SALES - MULTIPLE CARRIERS
POSITION: AGENT NATURE: Anthem Blue Cross, Aetna INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2010
DESCRIPTION: REVIEW OF MEDICAL INSURANCE NEEDS AND POLICIES AND MEDICAL INSURANCE SALES.
3) J. AND C. M. REVOCABLE LIVING TRUST
POSITION: Successor Trustee NATURE: Revocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/30/1986
ADDRESS: Torrance CA 90503, United States
DESCRIPTION: SUCCESSOR TRUSTEE
4) PUTNAM FINANCIAL GROUP
POSITION: DBA NATURE: CPA FIRM AND FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012
ADDRESS: Hermosa Beach CA 90254, United States
DESCRIPTION: DBA/Marketing Name. PUTMAN FINANCIAL GROUP
5) CHERIE D. PUTMAN CPA
POSITION: OWNER NATURE: CPA firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1995
DESCRIPTION: CPA firm
6) PLATINUM COMMUNICATIONS MULTIMEDIA CABLE SPECIALIST, INC
POSITION: FINANCIAL/ACCOUNTING/CFO/SHAREHOLDER NATURE: COMMUNICATIONS INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2001
ADDRESS: Redondo Beach CA , United States
DESCRIPTION: Financial and Accounting aspects of the business
7) WOMEN'S WELLNESS AND WEALTH
POSITION: Founder NATURE: Resource/social group targeting women in support of healthy lifestyles and financial lives. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017
ADDRESS: 3528 Torrance Blvd, Suite 219, Torrance CA 90503, United States
DESCRIPTION: Founder and organizer of group. Responsible for content, marketing and organization of group meetings, webcasts.
CRS (Client Relationship Summary) - RIA
Click below to view Cherie D Putman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 26, 2005 - Present
PUTMAN CAPITAL MANAGEMENT, INC.
Office #1: 3528 Torrance Boulevard Suite 219, Torrance, CA 90503RIA
CRD#: 135995
Torrance, CA
Past
April 11, 2002 - November 16, 2018
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
TORRANCE, CA
Past
February 25, 2002 - November 16, 2018
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Torrance, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/26/2005)
IAR
Texas(11/21/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PUTMAN CAPITAL MANAGEMENT, INC.
PUTMAN CAPITAL MANAGEMENT, INC.
CRD#: 135995 / SEC#:
California
Registered Investment Advisory firm - (9/26/2005 Approved)Texas
Registered Investment Advisory firm - (11/19/2018 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3528 Torrance Boulevard Suite 219, Torrance, CA 90503
Mailing Address
Phone number
(310) 792-9999
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 13,742,933 |
Red Flags
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