Donald J. Charbonnier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Joseph Charbonnier, who also goes by Donald Charbonnier, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1968. Donald had worked at 7 firms and has passed the Series 63, Series 5, PC, Series 000, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1990 - August 20, 2014
PROFESSIONAL PLANNING GROUP
August 10, 1989 - August 12, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 1989 - September 17, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 28, 1989 - August 15, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 12, 1982 - April 4, 1989
MORGAN STANLEY DW INC.
September 26, 1978 - August 13, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 1968 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
PROFESSIONAL PLANNING GROUP
CRD#: 108868 / SEC#: 801-15330
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 10/25/1968
General Securities Principal ExaminationSeries 1
Date: 10/25/1968
Registered Representative ExaminationSeries 8
Date: 9/24/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PROFESSIONAL PLANNING GROUP
CRD#: 108868 / SEC#: 801-15330
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,354 |
| AUM (Assets Under Management) | $ 1,166,383,072 |
Red Flags
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