Thomas F. Van Vuren
Professional summary
Thomas Fisher Van Vuren, CFA is a registered financial advisor currently at ALLEY COMPANY located in Lake Forest, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Fisher Van Vuren's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2022 - Present
ALLEY COMPANY
Office #1: 272 Market Square Suite 214, Lake Forest, IL 60045February 23, 2015 - January 3, 2022
ALLEY COMPANY, LLC
February 7, 2002 - December 31, 2007
HOLLAND CAPITAL MANAGEMENT, L.P.
Primary Firm SEC Registration
ALLEY COMPANY
CRD#: 317544 / SEC#: 801-122856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/4/2022)
Exams
Series 55
Date: 9/16/2002
Limited Representative-Equity Trader ExamCurrent Firm
ALLEY COMPANY
CRD#: 317544 / SEC#: 801-122856
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 455 |
| AUM (Assets Under Management) | $ 843,699,361 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 11/27/2024 | ||
| 10/30/2023 |
Red Flags
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Company Information
ALLEY COMPANY
CRD#: 317544Lake Forest, IL 60045TRUST BUT VERIFY
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