JB
Jason R. Brotsky
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Great Bend, KS 67530
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CRD#: 4485934
JB
Professional summary
Jason Russell Brotsky, who also goes by Jason R Brotsky, Jason Brotsky, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Great Bend, Kansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Great Bend, Kansas.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason R Brotsky | Jason Brotsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STRATEGIC PARTNERS FINANCIAL GROUP, 2020 N WEBB RD, STE 102, WICHITA, KS, 9/01/2014 AS MANAGING PARTNER/ INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 2/WK - 2/TRADING. 2) DAS FINANCIAL. 1327 SOUTH FOUNTAIN DRIVE, OLATHE, KS. 6/01/2014 AS MANAGING PARTNER. SPENDS 5 HR/WK, 5 HR/TRADING. 3) BROKER SOURCE, 11221 ROE AVE, LEAWOOD, KS, 10/19/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 1/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. 12/12/14. 5) DUNNING FINANCIAL, 1401 E DOUGLAS AVE, WICHITA, KS, 9/01/2010 AS MANAGING PARTNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 2/WK - 2/TRADING. 6) GRIFFIN ADVISORS AN SPFG COMPANY, 5201 JOHNSON DR #410, MISSION, KS, 11/01/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/MO-2/TRADING. 7) MYADVISORLEGACY BY SPFG, 2020 WEBB RD, STE 101, WICHITA, KS, DBA FOR ADIVISOR RECRUITING SERVICES, MANAGING PARTNER, 05/25/20, 5/MO- 5/TRADING 8) ASSOCIATION OF FINANCIAL EDUCATORS, 108 Wild Basin Road S., Suite 250, Austin TX 78746, 6/2023, WORKSHOP PRESENTER, NIR, 5 HR/MO- 5/TRADING HR. 9) SPFG TAX, LLP DBA J&B TAX AND ACCOUNTING, 151 W. 44TH AV., WHEATRIDGE CO 80033, 10/23, OWNER, TAX SERVICE, NIR, 10 HR/MO - 10 HR/MO TRADING 10) MYADVISORLEGACY BY SPFG, 2081 Webb Rd., Wichita KS 67206, 05/25/2020, Managing Partner, Using a Trade Name/dba, NIR, 5 HR/MO, 5 HR/MO TRADING. 11) STRATEGIC PARTNERS FINANCIAL GROUP, 2081 N. Webb Rd., Wichita KS 67206, United States, 09/01/2014, Owner, Insurance/Benefits/Human Resources, INV REL, 120 HR/MO - 80 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jason Russell Brotsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1618 Main St., Great Bend, KS 67530Office #2: 2081 N Webb Rd., Wichita, KS 67206RIA
CRD#: 134139
Great Bend, KS
Current
December 12, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1618 Main St, Great Bend, KS 67530Office #2: 1618 Main St., Great Bend, KS 67530Office #3: 2081 N Webb Rd., Wichita, KS 67206BD
CRD#: 39543
Great Bend, KS
Past
May 13, 2010 - December 12, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
WITCHITA, KS
Past
May 13, 2010 - December 12, 2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
WITCHITA, KS
Past
March 26, 2003 - May 14, 2010
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
WICHITA, KS
Past
June 19, 2002 - May 14, 2010
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
WICHITA, KS
Past
February 20, 2002 - June 7, 2002
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WICHITA, KS
Past
January 3, 2002 - June 7, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/4/2016)
RR
Arkansas(12/12/2014)
RR
California(12/12/2014)
RR
Colorado(12/12/2014)
RR
Florida(9/10/2015)
RR
Georgia(9/18/2017)
RR
Hawaii(10/12/2020)
RR
Idaho(6/11/2018)
RR
Illinois(5/18/2015)
RR
Iowa(11/23/2016)
RR
Kansas(12/12/2014)
IAR
Kansas(12/12/2014)
RR
Maryland(2/9/2021)
RR
Michigan(6/11/2018)
RR
Mississippi(1/19/2015)
RR
Missouri(12/12/2014)
RR
Montana(6/11/2018)
RR
Nebraska(1/2/2020)
RR
Nevada(6/11/2018)
RR
New Mexico(1/2/2020)
RR
North Carolina(2/26/2021)
RR
Ohio(8/6/2019)
RR
Oklahoma(12/23/2014)
RR
Oregon(4/8/2024)
RR
Pennsylvania(12/12/2014)
RR
Tennessee(2/7/2019)
RR
Texas(12/12/2014)
IAR
Texas(2/11/2015)
RR
Washington(6/11/2018)
RR
Wyoming(12/12/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
