Tron David Welch
AIF®, CFP®Professional Summary
Tron David Welch, AIF®, CFP® is a registered financial advisor currently at WELCH FINANCIAL PLANNING, LLC located in Boulder, Colorado. Tron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Tron has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WELCH FINANCIAL PLANNING & INSURANCE | WELCH FINANCIAL PLANNING, LLC
Contact Information
Main Address
1790 38th St Ste. 205, Boulder, CO 80301-2600Phone Number
(303) 939-8766# of Employees
6SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
514AUM (Assets Under Management)
$198,095,637Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WELCH FINANCIAL PLANNING & INSURANCE | WELCH FINANCIAL PLANNING, LLC
State Registrations and Notice Filings
(2/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Tron David Welch's CRS (Customer Relationship Summary).
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