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ID

Italo D Alfonso

MIURA CAPITAL
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4485045
ID

Professional summary


Italo D Alfonso, who also goes by Italo D'alfonso, Italo Dalfonso, is a registered financial professional currently at MIURA CAPITAL, LLC located in Miami, Florida.

Italo is registered as a RR (Registered Representative) and started their career in finance in 2002. Italo has worked at 3 firms and has passed the Series 65, Series 63, Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Italo D'alfonso | Italo Dalfonso

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Italo D Alfonso's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 20, 2008 - Present

MIURA CAPITAL, LLC

Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131Office #2: 1395 Brickell Ave Suite 1560, Miami, FL 33131Office #3: 747 Third Ave Suite 3203, New York, NY 10017
BD
CRD#: 146193
Miami, FL
Past

November 7, 2011 - February 5, 2015

MWM INVESTMENT ADVISORS, INC

RIA
CRD#: 133266
CORAL GABLES, FL
Past

May 20, 2004 - December 31, 2008

MWM INVESTMENT ADVISORS, INC

RIA
CRD#: 133266
CORAL GABLES, FL
Past

January 22, 2002 - July 15, 2003

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BOCA RATON, FL
Past

January 18, 2002 - July 15, 2003

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/9/2023)
RR
California
(1/7/2014)
RR
Colorado
(1/16/2014)
RR
Connecticut
(1/7/2011)
RR
Delaware
(11/15/2023)
RR
Florida
(6/27/2008)
RR
Georgia
(3/14/2012)
RR
Illinois
(12/9/2014)
RR
Massachusetts
(11/4/2014)
RR
New Hampshire
(9/27/2023)
RR
New York
(4/29/2010)
RR
North Carolina
(1/23/2024)
RR
Ohio
(9/7/2023)
RR
Pennsylvania
(1/5/2015)
RR
Puerto Rico
(5/20/2021)
RR
Texas
(3/29/2011)
RR
Washington
(9/15/2022)
RR
Wyoming
(6/12/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/14/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 7/15/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MIURA CAPITAL, LLC
MIURA CAPITAL, LLC | MWM SECURITIES, LLC | MUREX CAPITAL, LLC

CRD#: 146193 / SEC#: , 8-67793

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1395 Brickell Ave Suite 1560, Miami, FL 33131
Mailing Address
1395 Brickell Ave Suite 1560, Miami, FL 33131
Phone number
(305) 529-4700
Established
Florida since 06/20/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PEDRO RAUL LOPEZ REVOCABLE TRUSTSHAREHOLDER
MWM HOLDINGS GROUP, INC.SHAREHOLDER
HUOP TRUST (REVOCABLE)SHAREHOLDER
D ALFONSO, ITALOCEO4485045
LOPEZ-JACOME, PEDRO RAULTRUSTEE4875711
MENDEZ, MARCO ANTONIOPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER1175827
ORTEGA, HUGO RAFAELTRUSTEE4875723
PINANGO DE CHENE, RICHARD JOSECHIEF COMPLIANCE OFFICER6404348

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MIURA CAPITAL, LLC

CRD#: 146193Miami, FL 33131

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