Bryan P. Farrissey

BCU WEALTH ADVISORS

Vernon Hills, IL 60061

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CRD#: 4484959

Professional summary

Bryan Patrick Farrissey, CFP® is a registered financial advisor currently at BCU WEALTH ADVISORS, LLC located in Vernon Hills, Illinois and LPL FINANCIAL LLC located in Vernon Hills, Illinois.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Bryan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 05/23/2023 - BCU Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 08/15/2023 - BCU Wealth Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 6/30/2023 - 115 Hours Per Month/ 90 Hours During Trading - Time Spent 100% - I provide investment advisory services through BCU Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 115 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/15/2023 - BCU Wealth Advisors, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 6/30/2023 - 115 Hours Per Month/ 90 Hours During Trading - Time Spent 100%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Patrick Farrissey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 26, 2013 - Present

BCU WEALTH ADVISORS, LLC

Office #1: 300 N. Milwaukee Avenue, Vernon Hills, IL 60061

RIA

CRD#: 164173

Vernon Hills, IL

Current

June 30, 2023 - Present

LPL FINANCIAL LLC

Office #1: 300 N Milwaukee Ave, Vernon Hills, IL 60061

RIA

CRD#: 6413

Vernon Hills, IL

Past

July 7, 2010 - June 30, 2023

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

VERNON HILLS, IL

Past

July 7, 2010 - June 30, 2023

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

VERNON HILLS, IL

Past

October 19, 2004 - July 6, 2010

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

VERNON HILLS, IL

Past

August 16, 2004 - July 6, 2010

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

VERNON HILLS, IL

Past

April 25, 2002 - July 30, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

January 1, 2002 - April 15, 2002

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCU WEALTH ADVISORS, LLC

CRD#: 164173 / SEC#: 801-81122

RIA

Registered Investment Advisory firm - (3/12/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Illinois

Registered Investment Advisory firm - (3/13/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (9/14/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (3/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/13/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/2/2023)

Arkansas
(6/30/2023)

California
(8/24/2023)

Colorado
(9/9/2023)

Florida
(7/18/2023)

Georgia
(9/12/2023)

Idaho
(9/5/2023)

IAR

Illinois
(3/26/2013)

Illinois
(6/30/2023)

Indiana
(6/30/2023)

Iowa
(8/30/2023)

Kentucky
(9/15/2023)

Maryland
(6/30/2023)

Michigan
(6/30/2023)

Minnesota
(8/24/2023)

Mississippi
(6/30/2023)

Missouri
(11/10/2023)

Montana
(6/30/2023)

North Carolina
(6/30/2023)

Ohio
(8/31/2023)

Oklahoma
(8/17/2023)

South Carolina
(6/30/2023)

Texas
(8/30/2023)

IAR

Texas
(1/2/2024)

Utah
(9/18/2023)

Virginia
(8/30/2023)

Wisconsin
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/4/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/27/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BCU WEALTH ADVISORS, LLC

CRD#: 164173 / SEC#: 801-81122

RIA

Registered Investment Advisory firm - (3/12/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Illinois

Registered Investment Advisory firm - (3/13/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (9/14/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (3/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/13/2015 Terminated)

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Contact information

Main Address

300 N. Milwaukee Avenue, Vernon Hills, IL 60061

Mailing Address

Phone number

(847) 932-8007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 030725 (3/7/2025)

BCU WEALTH WRAP BROCHURE 021025 (2/10/2025)

Regulatory assets under management

Total Number of Accounts	1,899
AUM (Assets Under Management)	$ 534,972,633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan P. Farrissey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Patrick Farrissey's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

EDWARD JONES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BCU WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2004

Series 63

Date: 1/4/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/17/2002

Series 6

Date: 12/27/2001

FINRA

Current Firm

BCU WEALTH ADVISORS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BCU WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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