Jeremy D. Mccord
Professional summary
Jeremy David Mccord is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Sacramento, California and ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeremy has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy David Mccord's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2020 - Present
ALIGHT FINANCIAL ADVISORS, LLC
June 8, 2020 - Present
ALIGHT FINANCIAL SOLUTIONS, LLC
Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269April 5, 2013 - November 12, 2019
ALIGHT FINANCIAL ADVISORS, LLC
November 15, 2012 - November 12, 2019
ALIGHT FINANCIAL SOLUTIONS, LLC
January 22, 2010 - November 12, 2012
OSAIC FA, INC.
May 8, 2006 - January 5, 2009
BANCWEST INVESTMENT SERVICES, INC.
October 28, 2005 - May 8, 2006
CITICORP INVESTMENT SERVICES
March 21, 2005 - September 15, 2005
A. G. EDWARDS & SONS, INC.
March 21, 2005 - September 15, 2005
A. G. EDWARDS & SONS, INC.
July 30, 2002 - April 11, 2005
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
