Bryan K. Klein

KLEIN WEALTH MANAGEMENT

Saint Johns, FL 32259

Some features on this profile are disabled

CRD#: 4484689

Professional summary

Bryan Keith Klein, CFP® is a registered financial advisor currently at KLEIN WEALTH MANAGEMENT, LLC located in Saint Johns, Florida.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Bryan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: SSC Advent Is Business Investment related: No Address: 9000 Southside Blvd, Bldg 700, Jacksonville, FL, 32246 Nature of Business: Financial Technology Position: Product Manager Start Date: Feb-2019 Hours Devoted; 40 hours weekly Hours devoted during trading hours: 7 hours during trading hours Duties related to business: software support and consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Keith Klein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 27, 2020 - Present

KLEIN WEALTH MANAGEMENT, LLC

Office #1: 503 Cloisterbane Drive, Saint Johns, FL 32259

RIA

CRD#: 307078

Saint Johns, FL

Past

July 13, 2018 - December 5, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

May 26, 2006 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

JACKSONVILLE, FL

Past

July 8, 2005 - December 5, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Past

April 28, 2003 - June 21, 2005

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

March 13, 2002 - June 21, 2005

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 30, 2002 - February 28, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 30, 2002 - February 28, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/29/2002

General Securities Representative Examination

Current Firm

KLEIN WEALTH MANAGEMENT, LLC

CRD#: 307078 / SEC#:

Florida

Registered Investment Advisory firm - (6/29/2020 Approved)

Georgia

Registered Investment Advisory firm - (12/2/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

503 Cloisterbane Drive, Saint Johns, FL 32259

Mailing Address

Phone number

(904) 910-1426

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 14,945,231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andreas Heinrich

LPL ENTERPRISE, LLC

IAR

Jacksonville, FL

Michael Mcalpin

INTELLICAPITAL ADVISORS LLC

IAR

PONTE VEDRA, FL

Troy Davis

DAVIS CAPITAL MANAGEMENT

IAR

JACKSONVILLE, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bryan K. Klein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Keith Klein's CRS (Customer Relationship Summary).

Certified licenses

Experience

KLEIN WEALTH MANAGEMENT, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/29/2002

Current Firm

KLEIN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KLEIN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors