Daniel C. Zagata
Professional summary
Daniel Christopher Zagata, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Maitland, Florida and CETERA WEALTH SERVICES, LLC located in Maitland, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Daniel has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Christopher Zagata's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
June 14, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1750 N Maitland Ave, Maitland, FL 32751June 9, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1750 N Maitland Ave, Maitland, FL 32751October 27, 2008 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
October 16, 2008 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
October 30, 2003 - October 13, 2008
SIGNATOR INVESTORS, INC.
April 17, 2003 - October 13, 2008
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2025)
(8/10/2023)
(8/10/2023)
(6/9/2023)
(6/14/2023)
(8/10/2023)
(9/22/2023)
(8/10/2023)
(9/22/2023)
(6/20/2025)
(8/10/2023)
(1/8/2025)
(6/18/2025)
(8/10/2023)
(8/10/2023)
(8/10/2023)
(2/24/2025)
(8/10/2023)
(8/10/2023)
Exams
Series 52TO
Date: 6/9/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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