JW
Jody A. Wilson
SUMMIT GLOBAL INVESTMENTS
Carbondale, CO 81623
Some features on this profile are disabled
CRD#: 4483236
JW
Professional summary
Jody Ann Wilson, who also goes by Jody Ann Graham, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Carbondale, Colorado and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Carbondale, Colorado.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jody has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jody Ann Graham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SUMMIT GLOBAL INVESTMENTS. LLC - IAR - REGISTERED INVESTMENT ADVISOR - BOUNTIFUL, UT - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. 2.) INVESTMENT PROPERTY - OWNER OF SINGLE FAMILY HOME - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - GRAND JUNCTION, CO - SINCE 08/2013 - INVESTMENT RELATED. DURING TRADE HRS. 3.) JODY ANN WILSON - INSURANCE AGENT - NON-VARIABLE INSURANCE - BOUNTIFUL, UT - SINCE 04/2002 - INVESTMENT RELATED. DURING TRADE HRS. 4.) 118 N. 22ND COURT,LLC - 50% OWNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - GRAND JUNCTION, CO - SINCE 01/2017 - INVESTMENT RELATED. DURING TRADE HRS. 5.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR, AVP - DBA NAME FOR MARKETING PURPOSES ONLY - CARBONDALE, CO - SINCE 12/2023 - INVESTMENT RELATED. DURING TRADE HRS. 6.) JODY WILSON INVESTMENTS, LLC - OWNER - PASS THROUGH - CARBONDALE, CO - SINCE 12/2024 - NOT INVESTMENT RELATED 7. )DEFIANCE THRIFT STORE. 2412 S GLEN AVE, GLENWOOD SPRINGS CO. NOT INV REL. THRIFT STORE. PRESIDENT. 10/2025. BOARD MEMBER AND PRESIDENT OF THE NON PROFIT. NOT DURING TRADE HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Jody Ann Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2023 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
Office #1: 1101 Village Road, Suite Ll3d, Carbondale, CO 81623RIA
CRD#: 157091
Carbondale, CO
Current
December 8, 2023 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 1101 Village Rd. Ll3d, Carbondale, CO 81623RIA
BD
CRD#: 20804
CARBONDALE, CO
Current
October 15, 2025 - Present
EQUITY SERVICES, INC.
Office #1: 620 S Main Street Suite 102, Bountiful, UT 84010RIA
BD
CRD#: 265
BOUNTIFUL, UT
Past
January 6, 2012 - September 21, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GUNNISON, CO
Past
January 6, 2012 - September 21, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GUNNISON, CO
Past
October 6, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
GUNNISON, CO
Past
April 13, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
GUNNISON, CO
Past
February 22, 2002 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/22/2024)
RR
California(11/7/2024)
IAR
Colorado(9/22/2023)
RR
Colorado(12/11/2023)
RR
Hawaii(1/16/2024)
RR
Minnesota(1/12/2024)
RR
Nevada(11/7/2024)
RR
New York(12/12/2023)
RR
Texas(11/7/2024)
IAR
Texas(2/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
