Peter J. Dagostino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter J. Dagostino was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2002. Peter had worked at 3 firms and has passed the Series 66, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2012 - October 15, 2012
VIEWTRADE SECURITIES, INC.
January 4, 2010 - March 25, 2010
SIDOTI & COMPANY, LLC
June 12, 2006 - May 29, 2008
SIDOTI & COMPANY, LLC
January 4, 2006 - June 7, 2006
EQUITABLE ADVISORS, LLC
January 4, 2006 - June 7, 2006
EQUITABLE ADVISORS, LLC
July 3, 2002 - October 25, 2004
EQUITABLE ADVISORS, LLC
February 1, 2002 - October 25, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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