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James Joseph Stclair Jr

VIEWTRADE SECURITIES

BOCA RATON, FL

·CRD# 1550599·40 years experience

Professional Summary

James Joseph Stclair JR, who also goes by Jim Stclair, is a registered financial advisor currently at VIEWTRADE SECURITIES, INC. located in Boca Raton, Florida. James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 6 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Stclair

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

VIEWTRADE SECURITIES, INC.·CRD# 46987

BD

7280 West Palmetto Park Road Suite 310, Boca Raton, FL 33433

November 19, 1999 - Present

VIEWTRADE FINANCIAL·CRD# 47116

BD

Boca Raton, FL

August 3, 2001 - December 21, 2005

BARRON CHASE SECURITIES, INC.·CRD# 18969

BD

Boca Raton, FL

June 3, 1996 - November 22, 1999

EURO-ATLANTIC SECURITIES INC.·CRD# 21367

BD

Boca Raton, FL

July 10, 1992 - June 5, 1996

J. W. GANT & ASSOCIATES, INC.·CRD# 7963

BD

January 2, 1987 - July 29, 1992

MICHELIN AND COMPANY, INC.·CRD# 14447

BD

August 21, 1986 - January 2, 1987

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Current Firm

VS

VIEWTRADE SECURITIES, INC.

VIEWTRADE SECURITIES LLC | VIEWTRADE SECURITIES, INC.

CRD#: 46987 / SEC#: 8-51605

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Mailing Address

7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433

Phone Number

(561) 620-0306

Established

Delaware since 03/17/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VIEWTRADE HOLDING CORPORATION	SHAREHOLDER	—
DEIHL, MEGAN KOCZAK	CHIEF FINANCIAL OFFICER	2895988
FORD, MARK ALAN	CHIEF COMPLIANCE OFFICER	1913958
PINHEIRO, DESIREE LEE	CHIEF OPERATIONS OFFICER	4444808
ROSEN, STEVEN ALLEN	SROP	1428637
STCLAIR, JAMES JOSEPH JR	PRESIDENT	1550599

Disclosures

Regulatory Event

18

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(11/22/1999)

RR

North Carolina
(12/8/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1986About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 1999

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1999About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1994About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 1988About the Series 24 exam

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view James Joseph Stclair JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JS

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