David E. Van Horn

SOLLINDA CAPITAL MANAGEMENT LLC

Hickory, NC 28601

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CRD#: 4483117

Professional summary

David Eric Van Horn is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Hickory, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Hickory, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SOLLINDA CAPITAL MANAGEMENT, LLC. INVESTMENT ADVISOR REPRESENTATIVE. 1111 BRICKELL AVE, 10TH FLOOR STE 68, MIAMI, FL 33131. STARTED 12/2023. AFFILIATED WITH RIA FIRM. 10 HRS/WK, 5 HRS DURING NORMAL TRADING HRS. ACTIVITY IS INVESTMENT RELATED. 2. CAPITAL INVESTMENT GROUP, INC. BROKER/DEALER. 100 EAST SIX FORKS ROAD, SUITE 200, RALEIGH, NC 27609. STARTED 01/2019. INVESTMENT RELATED. 30 HRS/WK, 25 DURING NORMAL TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eric Van Horn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

Office #1: 200 First Ave Nw Suite 303, Hickory, NC 28601

RIA

CRD#: 321742

Hickory, NC

Current

April 1, 2011 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 200 First Avenue Nw Ste 303, Hickory, NC 28601

CRD#: 14752

Hickory, NC

Past

January 2, 2013 - December 26, 2023

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 149124

Hickory, NC

Past

April 1, 2011 - December 31, 2012

CIC ADVISERS, LLC

RIA

CRD#: 130735

RALEIGH, NC

Past

January 2, 2004 - April 4, 2011

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

HICKORY, NC

Past

January 2, 2004 - April 4, 2011

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

HICKORY, NC

Past

October 20, 2003 - January 2, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

October 20, 2003 - January 2, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 5, 2002 - October 6, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

HUNTERSVILLE, NC

Past

February 4, 2002 - October 6, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/1/2011)

Florida
(4/1/2011)

Georgia
(4/2/2020)

Illinois
(9/11/2025)

Kentucky
(9/11/2025)

Maryland
(5/25/2023)

Massachusetts
(1/10/2023)

North Carolina
(4/1/2011)

IAR

North Carolina
(1/2/2024)

South Carolina
(4/1/2011)

Texas
(12/6/2021)

Virginia
(1/2/2014)

Wisconsin
(7/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/13/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/1/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/31/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

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Contact information

Main Address

1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131

Mailing Address

200 First Ave. Nw Suite 303a, Hickory, NC 28601

Phone number

(844) 662-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,506
AUM (Assets Under Management)	$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David E. Van Horn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eric Van Horn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CIC ADVISERS, LLC

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SOLLINDA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2002

SIE

Date: 10/1/2018

Series 31

Date: 3/13/2002

Series 7

Date: 2/1/2002

Series 24

Date: 1/31/2011

FINRA

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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