Larry N. Behage

BEHAGE FINANCIAL

Campbell, CA 95008

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CRD#: 4482567

Professional summary

Larry Neil Behage, CFP® is a registered financial advisor currently at BEHAGE FINANCIAL located in Campbell, California.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Larry has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DURING THE MONTHS OF JANUARY THROUGH APRIL 15TH OF EACH YEAR, A SIGNIFICANT AMOUNT OF TIME DURING REGULAR TRADING HOURS WILL BE DEVOTED TO Behage Tax Services BUSINESS OF TAX PREPARATION. IN THE SAME LOCATION. AFTER APRIL 15TH THROUGH THE END OF THE YEAR, THERE WILL BE NO OUTSIDE BUSINESS TO INTERFERE DURING REGULAR TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Neil Behage's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

May 15, 2020 - Present

BEHAGE FINANCIAL

Office #1: 1500 E. Hamilton Avenue, Suite 212, Campbell, CA 95008

RIA

CRD#: 155519

Campbell, CA

Past

October 5, 2009 - July 1, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN JOSE, CA

Past

October 5, 2009 - July 1, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

October 1, 2007 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

DETROIT, MI

Past

January 23, 2006 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

January 29, 2002 - January 11, 2006

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/28/2002

General Securities Representative Examination

Current Firm

BEHAGE FINANCIAL

BEHAGE FINANCIAL | PREFERRED TAX AND FINANCIAL SERVICES | PREFERRED TAX & FINANCIAL SERVICES | LARRY NEIL BEHAGE | LARRY N. BEHAGE, EA, CFP®

CRD#: 155519 / SEC#:

California

Registered Investment Advisory firm - (7/26/2011 Approved)

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Contact information

Main Address

1500 E. Hamilton Avenue Suite 212, Campbell, CA 95008

Mailing Address

P.o. Box 36208, San Jose, CA 95158-6208

Phone number

(408) 425-9132

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 12,966,010

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Larry N. Behage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Neil Behage's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEHAGE FINANCIAL

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2007

Series 63

Date: 2/19/2002

Series 7

Date: 1/28/2002

Current Firm

BEHAGE FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEHAGE FINANCIAL

TRUST BUT VERIFY

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