Brian T. Cohen

ATCAP PARTNERS

Rockville, MD 20850

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CRD#: 4482183

Professional summary

Brian Todd Cohen is a registered financial advisor currently at ATCAP PARTNERS, LLC located in Rockville, Maryland and CEROS FINANCIAL SERVICES, INC. located in South Norwalk, Connecticut.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(2) 737 SMITHTOWN BYPASS CORP; REAL ESTATE HOLDINGS; OWNER; WESTBURY, NY; 0 HRS/MONTH; INVESTMENT-RELATED... (3) BIG BEN HUNTING, LLC; BOAT OWNERSHIP; OWNER; OLD WESTBURY, NY; 0 HRS/MONTH; NOT INVESTMENT-RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Todd Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2024 - Present

ATCAP PARTNERS, LLC

Office #1: 1445 Research Boulevard #530, Rockville, MD 20850

RIA

CRD#: 158214

Rockville, MD

Current

November 18, 2024 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 50 Washington St. The Penthouse, South Norwalk, CT 06854

CRD#: 37869

South Norwalk, CT

Past

July 22, 2022 - December 12, 2024

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

Westbury, NY

Past

October 19, 2009 - December 12, 2024

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

WESTBURY, NY

Past

February 18, 2009 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

WESTBURY, NY

Past

September 11, 2002 - February 25, 2009

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

April 16, 2002 - April 23, 2002

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

January 14, 2002 - May 28, 2002

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATCAP PARTNERS, LLC

ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA

Registered Investment Advisory firm - (7/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/18/2024)

IAR

Connecticut
(12/4/2024)

Florida
(11/18/2024)

New Jersey
(11/18/2024)

New York
(11/18/2024)

IAR

New York
(12/3/2024)

Texas
(11/18/2024)

Washington
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/10/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/6/2015

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ATCAP PARTNERS, LLC

ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA

Registered Investment Advisory firm - (7/25/2011 Approved)

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Contact information

Main Address

1445 Research Boulevard #530, Rockville, MD 20850

Mailing Address

Phone number

(866) 842-3356

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ATCAP PARTNERS- JULY 2022 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 62,948,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian T. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Todd Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

QUEST CAPITAL STRATEGIES, INC.

LADENBURG CAPITAL MANAGEMENT INC.

QUEST CAPITAL STRATEGIES, INC.

Primary Firm SEC Registration

ATCAP PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2009

Series 63

Date: 1/18/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/10/2002

Series 10

Date: 4/10/2015

Series 9

Date: 2/6/2015

FINRA

Nasdaq Stock Market

Current Firm

ATCAP PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATCAP PARTNERS, LLC

TRUST BUT VERIFY

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