AB
April B. Booth
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Springwater, NY
Some features on this profile are disabled
CRD#: 4482025
AB
Professional summary
April Beasley Booth, who also goes by April Beasley, April Booth, April Beasley Johnson, April Johnson, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Springwater, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Rochester, New York.
April is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. April has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
April Beasley | April Booth | April Beasley Johnson | April Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 9795 COYKENDALL HILL RD, SPRINGWATER, NY, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING. 2) Rodan & Fields 60 Spear Street Suite 600 San Francisco CA 94105. 10/16/2017 Direct Sales- Skin Care. Not investment related, 5/weekly, 0/trading. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) PITTMAN MANAGEMENT, 9795 COYKENDALL HILL RD, SPRINGWATER, NY, 10/2012 AS OWNER OF LLC IN THE PROCESS OF BEING DISSOLVED, PREVIOUSLY OWNED RENTAL PROPERTY. NIR - 0 HRS. 5) TAG ADVISORS / Springwater NY 14560 / 01/15/2018 / INV REL / EMPLOYEE - COO / 160 HR/MO - 160 HR/MO TRADING 6) ROCO, 9795 COYKENDALL HILL RD, SPRINGWATER, NY, 05/2025, COMMITTEE MEMBER, VOLUNTEER, NIR, 10 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view April Beasley Booth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 140 Allens Creek Rd. Ste. 110, Rochester, NY 14618RIA
CRD#: 134139
Springwater, NY
Current
June 10, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 140 Allens Creek Rd. Ste. 110, Rochester, NY 14618BD
CRD#: 39543
Rochester, NY
Past
June 16, 2011 - June 11, 2013
WALL STREET FINANCIAL GROUP, INC.
RIA
CRD#: 35830
ROCHESTER, NY
Past
June 16, 2011 - June 11, 2013
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
ROCHESTER, NY
Past
April 25, 2006 - March 18, 2011
WALL STREET FINANCIAL GROUP, INC.
RIA
CRD#: 35830
FAIRPORT, NY
Past
March 8, 2006 - March 18, 2011
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
FAIRPORT, NY
Past
August 26, 2003 - November 18, 2004
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
February 20, 2003 - May 27, 2003
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
December 11, 2001 - November 29, 2002
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/18/2018)
RR
Alaska(8/2/2019)
RR
Arizona(8/6/2018)
RR
Arkansas(8/2/2019)
RR
California(6/10/2013)
RR
Colorado(8/2/2019)
RR
Connecticut(6/10/2013)
RR
Delaware(5/21/2019)
RR
District of Columbia(8/2/2019)
RR
Florida(6/10/2013)
RR
Georgia(6/10/2013)
RR
Hawaii(8/2/2019)
RR
Idaho(8/2/2019)
RR
Illinois(8/6/2018)
RR
Indiana(8/6/2018)
RR
Iowa(8/2/2019)
RR
Kansas(8/2/2019)
RR
Kentucky(8/2/2019)
RR
Louisiana(8/6/2018)
RR
Maine(8/6/2018)
RR
Massachusetts(8/6/2018)
RR
Michigan(6/12/2013)
RR
Minnesota(8/2/2019)
RR
Mississippi(8/2/2019)
RR
Missouri(8/2/2019)
RR
Montana(8/7/2019)
RR
Nebraska(8/2/2019)
RR
Nevada(8/2/2019)
RR
New Hampshire(8/6/2018)
RR
New Jersey(6/10/2013)
RR
New Mexico(8/2/2019)
RR
New York(6/10/2013)
IAR
New York(4/9/2021)
RR
North Carolina(6/10/2013)
RR
North Dakota(8/2/2019)
RR
Ohio(8/6/2018)
RR
Oklahoma(8/2/2019)
RR
Oregon(3/14/2023)
RR
Pennsylvania(6/10/2013)
RR
Puerto Rico(8/2/2019)
RR
Rhode Island(8/6/2018)
RR
South Carolina(8/6/2018)
RR
South Dakota(8/2/2019)
RR
Texas(10/2/2018)
IAR
Texas(10/2/2018)
RR
Utah(8/2/2019)
RR
Vermont(8/6/2018)
RR
Virginia(6/10/2013)
RR
Washington(8/6/2018)
RR
West Virginia(8/2/2019)
RR
Wisconsin(10/18/2018)
RR
Wyoming(8/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
