ET
Eileen Tam
EATON VANCE DISTRIBUTORS
BOSTON, MA 02109
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CRD#: 4481636
ET
Eileen TamEATON VANCE DISTRIBUTORS
Professional summary
Eileen Tam, who also goes by Eileen Tam, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.
Eileen is registered as a RR (Registered Representative) and started their career in finance in 2005. Eileen has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Eileen Tam
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eileen Tam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2005 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1 Post Office Square, Boston, MA 02109BD
CRD#: 37731
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
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Alabama(1/9/2014)
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Alaska(1/9/2014)
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Arizona(1/9/2014)
RR
Arkansas(1/9/2014)
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California(1/9/2014)
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Colorado(1/9/2014)
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Connecticut(1/9/2014)
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Delaware(1/9/2014)
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District of Columbia(1/9/2014)
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Florida(1/9/2014)
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Georgia(1/9/2014)
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Hawaii(1/9/2014)
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Idaho(1/9/2014)
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Illinois(1/9/2014)
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Indiana(1/9/2014)
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Iowa(1/9/2014)
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Kansas(1/9/2014)
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Kentucky(1/9/2014)
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Louisiana(1/9/2014)
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Maine(1/9/2014)
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Maryland(1/9/2014)
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Massachusetts(10/24/2005)
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Michigan(1/9/2014)
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Minnesota(1/9/2014)
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Mississippi(1/9/2014)
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Missouri(1/9/2014)
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Montana(1/9/2014)
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Nebraska(1/9/2014)
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Nevada(1/9/2014)
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New Hampshire(1/9/2014)
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New Jersey(1/9/2014)
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New Mexico(1/9/2014)
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New York(1/9/2014)
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North Carolina(1/10/2014)
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North Dakota(1/9/2014)
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Ohio(1/10/2014)
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Oklahoma(1/9/2014)
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Oregon(1/9/2014)
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Pennsylvania(1/9/2014)
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Puerto Rico(1/9/2014)
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Rhode Island(1/9/2014)
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South Carolina(1/9/2014)
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South Dakota(1/9/2014)
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Tennessee(1/9/2014)
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Texas(1/9/2014)
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Utah(1/9/2014)
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Vermont(1/9/2014)
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Virginia(1/9/2014)
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Washington(1/9/2014)
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West Virginia(1/9/2014)
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Wisconsin(1/9/2014)
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Wyoming(1/9/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EATON VANCE DISTRIBUTORS, INC.
EATON VANCE DISTRIBUTORS, INC. | EV DISTRIBUTORS, INC. | EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Post Office Square, Boston, MA 02109
Mailing Address
1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231
Phone number
(617) 482-8260
Established
Massachusetts since 07/15/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAMIGLIETTI, FRANK J | CO-PRESIDENT AND DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| MELLO, KATARZYNA ZOFIA | DIRECTOR | 2280509 |
| MICHAUD, DAVID ANDREW | CO-PRESIDENT AND DIRECTOR | 2730645 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
Red Flags
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