Daniel A. D'ordine

DDO ADVISORY SERVICES

Rhinebeck, NY 12572

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CRD#: 4481632

Professional summary

Daniel A D'ordine, CFP® is a registered financial advisor currently at DDO ADVISORY SERVICES, LLC located in Rhinebeck, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT LICENSED INSURANCE BROKER - LIFE, DISABILITY, LONG-TERM CARE. LICENSED IN GOOD STANDING SINCE 07/2008

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A D'ordine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

November 15, 2010 - Present

DDO ADVISORY SERVICES, LLC

Office #1: 6369 Mill Street Suite 209, Rhinebeck, NY 12572

RIA

CRD#: 154944

Rhinebeck, NY

Past

March 16, 2004 - December 31, 2004

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

NEW YORK, NY

Past

August 1, 2003 - October 7, 2010

WALNUT STREET SECURITIES, INC.

CRD#: 15840

NEW YORK, NY

Past

April 18, 2003 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DDO ADVISORY SERVICES, LLC

CRD#: 154944 / SEC#: 801-131196

RIA

Registered Investment Advisory firm - (9/26/2024 Approved)

New York

Registered Investment Advisory firm - (10/8/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - (10/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/16/2003

General Securities Representative Examination

Current Firm

DDO ADVISORY SERVICES, LLC

CRD#: 154944 / SEC#: 801-131196

RIA

Registered Investment Advisory firm - (9/26/2024 Approved)

New York

Registered Investment Advisory firm - (10/8/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - (10/24/2024 Terminated)

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Contact information

Main Address

6369 Mill Street Suite 209, Rhinebeck, NY 12572

Mailing Address

P.o. Box 900, Rhinebeck, NY 12572

Phone number

(646) 234-4881

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEC ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 29,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel A. D'ordine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A D'ordine's CRS (Customer Relationship Summary).

Certified licenses

Experience

DDO ADVISORY SERVICES, LLC

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

Primary Firm SEC Registration

DDO ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2003

Series 7

Date: 4/16/2003

Current Firm

DDO ADVISORY SERVICES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DDO ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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