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Jacqueline Dana Adler

Jacqueline D. Adler

GUIDE MY FINANCES
Carlsbad, CA 92008
Some features on this profile are disabled
CRD#: 4481267
Jacqueline Dana Adler

Professional summary

Jacqueline Dana Adler, CFP®, who also goes by Jackie Adler, Jacqueline Adler, Jacqueline Adler, is a registered financial advisor currently at GUIDE MY FINANCES located in Carlsbad, California.

Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jacqueline has worked at 16 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jackie Adler | Jacqueline Adler | Jacqueline Adler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Dana Adler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

February 5, 2025 - Present

GUIDE MY FINANCES

Office #1: 1265 Carlsbad Village Dr., #201, Carlsbad, CA 92008
RIA
CRD#: 289013
Carlsbad, CA
Past

February 13, 2025 - April 29, 2026

OSAIC WEALTH, INC.

RIA
CRD#: 23131
CARLSBAD, CA
Past

July 30, 2024 - January 14, 2025

GATES PASS ADVISORS, LLC

RIA
CRD#: 269983
Laguna Niguel, CA
Past

October 3, 2022 - July 17, 2024

SPINNAKER INVESTMENT GROUP, LLC

RIA
CRD#: 283414
NEWPORT BEACH, CA
Past

January 26, 2022 - October 13, 2022

PARADIGM MONEY MANAGEMENT, LLC

RIA
CRD#: 304097
SCOTTSDALE, AZ
Past

July 27, 2021 - November 17, 2021

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
Scottsdale, AZ
Past

February 18, 2020 - March 13, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SCOTTSDALE, AZ
Past

February 3, 2020 - March 12, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PHOENIX, AZ
Past

December 3, 2015 - December 6, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
NEW YORK, NY
Past

November 10, 2015 - December 6, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
NEW YORK, NY
Past

June 8, 2012 - August 19, 2013

FINANCIAL TELESIS INC

BD
CRD#: 31012
WOODLAND HILL, CA
Past

February 23, 2011 - April 2, 2012

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

January 27, 2009 - March 12, 2009

LAWSON FINANCIAL CORPORATION

BD
CRD#: 15261
PHOENIX, AZ
Past

January 18, 2006 - January 25, 2007

MORTGAGES LTD. SECURITIES, L.L.C.

BD
CRD#: 127935
PHOENIX, AZ
Past

November 30, 2004 - January 18, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

July 25, 2002 - November 6, 2003

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

March 6, 2002 - May 24, 2002

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/8/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/5/2002
General Securities Representative Examination

Current Firm

GM
GUIDE MY FINANCES
GUIDE MY FINANCES | RUZAM LLC

CRD#: 289013 / SEC#:

California
Registered Investment Advisory firm - (10/3/2017 Approved)
Texas
Registered Investment Advisory firm - (7/13/2021 Conditional Restricted)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1265 Carlsbad Village Dr., #201, Carlsbad, CA 92008
Mailing Address
Phone number
(760) 547-7585
Established
Firm type
Fiscal year end
# of Employees
9

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUIDE MY FINANCES

CRD#: 289013Carlsbad, CA 92008

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