Patrick Tedesco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Tedesco was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2002. Patrick had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2012 - June 24, 2015
FTX CAPITAL MARKETS LLC
April 20, 2012 - June 11, 2012
VIEWTRADE SECURITIES, INC.
February 7, 2005 - April 16, 2012
SLOAN SECURITIES CORP.
July 18, 2003 - December 17, 2004
TAFFERER TRADING, LLC
February 13, 2002 - July 7, 2003
DOMESTIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/20/2002
Limited Representative-Equity Trader ExamCurrent Firm
FTX CAPITAL MARKETS LLC
CRD#: 158816 / SEC#: , 8-68924
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEST REALM SHIRES FINANCIAL SERVICES INC. | SHAREHOLDER | |
| PALAPARTHI, VENU MADHAV | PRESIDENT/CCO | 2437777 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
