Jorge D. Gomez
Professional summary
Jorge Daniel Gomez, who also goes by Daniel Gomez, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Norwalk, Connecticut.
Jorge is registered as a RR (Registered Representative) and started their career in finance in 2002. Jorge has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jorge Daniel Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 20 Marshall Street, Suite 200, Norwalk, CT 06854April 25, 2022 - June 2, 2022
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 23, 2016 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
January 6, 2014 - March 31, 2016
ROBERT W. BAIRD & CO. INCORPORATED
October 7, 2009 - January 2, 2014
WOODLAWN ADVISORS LLC
August 11, 2009 - September 28, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
February 13, 2002 - September 28, 2009
PREBON FINANCIAL PRODUCTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
(6/30/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/27/2002
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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