DC
David G. Clarke
CETERA INVESTMENT ADVISERS LLC
MURPHYSBORO, IL 62966
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CRD#: 4480980
DC
Professional summary
David Gene Clarke, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Murphysboro, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Murphysboro, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)N/A, NOT INVESTMENT RELATED, 104 N 14TH ST, MURPHYSBORO, IL, 62966, REAL ESTATE, STARTED 01/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; LANDLORD OF COMMERCIAL OFFICE BUILDING. 2) NAME OF OTHER BUSINESS: KOBERSTEIN CLARKE, LTD; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING & TAX; START DATE: 01/05/2017; POSITION/TITLE/RELATIONSHIP: CPA; APX NUMBER OF HOURS PER WEEK: 10 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING SERVICES/ TAX PREPARATION. 3) NAME OF OTHER BUSINESS: DBA CLARKE FINANCIAL, LTD; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/01/2017; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR/OWNER; APX NUMBER OF HOURS PER WEEK: 35 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS 4)NAME OF OTHER BUSINESS: MURPHYSBORO APPLE FESTIVAL, INC; INVESTMENT RELATED: NO; ADDRESS: 110 S. 14TH ST, MURPHYSBORO, IL, 62966; NATURE OF BUSINESS: ANNUAL COMMUNITY FESTIVAL; START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: 1 OF THE 2 REQUIRED SIGNERS, REVIEW FINANCIALS; 5)NAME OF OTHER BUSINESS: SPECIALIZED TRAINING FOR ADULT REHABILITATION, INC.; INVESTMENT RELATED: NO; ADDRESS: 20 N 13TH ST, MURPHYSBORO, IL, 62966; NATURE OF BUSINESS: NON-PROFIT; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: 1 OF 2 REQUIRED SIGNERS, REVIEW FINANCIALS;
CRS (Client Relationship Summary) - RIA
Click below to view David Gene Clarke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
April 1, 2002 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 104 N. 14th Street, Murphysboro, IL 62966RIA
CRD#: 105644
MURPHYSBORO, IL
Current
December 4, 2001 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 104 North 14th Street, Murphysboro, IL 62966BD
CRD#: 10358
Murphysboro, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/23/2022)
RR
Illinois(12/6/2001)
IAR
Illinois(4/1/2002)
RR
Kentucky(4/19/2005)
RR
Missouri(1/2/2008)
RR
Nevada(6/7/2019)
RR
Tennessee(10/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
