Christopher S. Moss
STRATEGIC ADVISERS LLC | Financial Consultant
VERONA, NJ
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CRD#: 4480639
Professional summary
Christopher S. Moss, who also goes by Christopher Svend Moss, Christopher S Moss, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Verona, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Wayne, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Biography
I help clients navigate the vast world of financial planning. I will bring my insight to anticipate your life transitions and be financially prepared for them. I will take the time and care to help you work towards achieving the best life possible. Each day I strive to be my client's trusted advisor and in doing so, create mutually beneficial relationships.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Svend Moss | Christopher S Moss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-102182|OrgNmn:Verona Baseball and Softball League|Org Addr:Verona,New Jersey,US|OBA Nature:The travel and recreaation sof|Invst Rel:N|Title:Officer|Duties:Being the Treasuer for the Baseball and Softball League|StrtDt:09-05-23|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Christopher S. Moss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Massachusetts
Bachelor of Arts (BA) - Psychology
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 57 State Route 23 West Belt Plaza, Wayne, NJ 07470-6936RIA
CRD#: 104555
VERONA, NJ
Current
August 14, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 57 State Route 23 West Belt Plaza, Wayne, NJ 07470-6936BD
CRD#: 7784
Wayne, NJ
Past
December 3, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WAYNE, NJ
Past
May 30, 2018 - August 27, 2020
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
March 15, 2011 - January 31, 2018
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEW YORK, NY
Past
October 26, 2004 - February 1, 2011
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
CHARLOTTE, NC
Past
March 25, 2002 - September 14, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/6/2022)
RR
Colorado(7/8/2022)
RR
Connecticut(3/9/2023)
RR
Delaware(6/4/2021)
RR
Florida(8/14/2020)
RR
Kansas(2/16/2023)
RR
Maryland(2/12/2021)
RR
Massachusetts(3/2/2022)
RR
Mississippi(3/4/2022)
RR
Missouri(2/16/2023)
RR
New Hampshire(10/8/2021)
RR
New Jersey(8/14/2020)
IAR
New Jersey(3/31/2025)
RR
New York(8/14/2020)
RR
North Carolina(1/7/2022)
RR
Ohio(6/7/2021)
RR
Oregon(1/4/2025)
RR
Pennsylvania(8/14/2020)
RR
Rhode Island(3/9/2023)
RR
South Carolina(8/14/2020)
RR
Tennessee(1/23/2023)
RR
Texas(10/8/2021)
IAR
Texas(3/31/2025)
RR
Virginia(10/8/2021)
RR
Washington(3/25/2023)
RR
Wisconsin(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Verona, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
