RP
Rebecca A. Pressgrove
KESTRA INVESTMENT SERVICES
Plymouth, MN 55441
Some features on this profile are disabled
CRD#: 4480456
RP
Professional summary
Rebecca Ann Pressgrove, who also goes by Becky Ann Duff, Rebecca Ann Duff, Becky Ann Hoylman, Rebecca Ann Hoylman, Becky Ann Pressgrove, is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Plymouth, Minnesota.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2002. Rebecca has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Becky Ann Duff | Rebecca Ann Duff | Becky Ann Hoylman | Rebecca Ann Hoylman | Becky Ann Pressgrove
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Ann Pressgrove's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 505 Waterford Park Highway 169 N Suite 1100, Plymouth, MN 55441BD
CRD#: 42046
Plymouth, MN
Past
September 30, 2011 - December 19, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BLOOMINGTON, MN
Past
March 28, 2002 - January 3, 2011
CLARK SECURITIES, INC.
BD
CRD#: 43803
GREENSBORO, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2018)
RR
Alaska(5/3/2018)
RR
Arizona(5/3/2018)
RR
Arkansas(5/3/2018)
RR
California(5/3/2018)
RR
Colorado(5/3/2018)
RR
Delaware(5/3/2018)
RR
Florida(5/3/2018)
RR
Georgia(5/3/2018)
RR
Hawaii(5/3/2018)
RR
Idaho(5/3/2018)
RR
Illinois(5/3/2018)
RR
Indiana(5/3/2018)
RR
Iowa(5/3/2018)
RR
Kansas(5/3/2018)
RR
Kentucky(5/3/2018)
RR
Louisiana(5/3/2018)
RR
Maryland(5/3/2018)
RR
Massachusetts(5/3/2018)
RR
Michigan(5/3/2018)
RR
Minnesota(1/19/2018)
RR
Mississippi(5/3/2018)
RR
Missouri(5/3/2018)
RR
Montana(5/3/2018)
RR
Nebraska(5/3/2018)
RR
Nevada(5/3/2018)
RR
New Hampshire(5/3/2018)
RR
New Jersey(5/3/2018)
RR
New Mexico(5/3/2018)
RR
New York(5/3/2018)
RR
North Carolina(5/4/2018)
RR
North Dakota(5/3/2018)
RR
Ohio(5/4/2018)
RR
Oklahoma(5/3/2018)
RR
Oregon(5/3/2018)
RR
Pennsylvania(5/3/2018)
RR
South Carolina(5/3/2018)
RR
South Dakota(5/3/2018)
RR
Tennessee(5/3/2018)
RR
Texas(5/3/2018)
RR
Virginia(5/3/2018)
RR
Washington(5/3/2018)
RR
West Virginia(5/3/2018)
RR
Wisconsin(5/3/2018)
RR
Wyoming(5/3/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KESTRA INVESTMENT SERVICES, LLC
KESTRA INVESTMENT SERVICES, LLC | PARTNERS SECURITIES, INC. | NFP SECURITIES, INC. | NFP SECIRITIES, INC. | NFP ADVISOR SERVICES, LLC | NFP ADVISOR SERVICES
CRD#: 42046 / SEC#: , 8-49672
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5707 Southwest Parkway 2-125, Austin, TX 78746
Mailing Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Phone number
(844) 553-7872
Established
Texas since 09/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
