JM
Jonathan J. Masse
PERIGON WEALTH MANAGEMENT
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4480430
JM
Professional summary
Jonathan Joseph Masse, who also goes by Jonathan J. Masse, Jonathan Masse, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in San Francisco, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jonathan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan J. Masse | Jonathan Masse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1.] Name: CFA-SF. Not investment-related. Location: San Francisco, CA. Nature: Education. Position: Exam Review Instructor. Start: 12/2005. Number of hours: teach ~ 6x per year, 0 hours during trading hours. Duties: Teach the CFA exam review course. [2.] Name: I*103660 - Masse Capital Markets Consulting. Not investment-related. Location: San Ramon, CA 94582. Nature: Charitable organization. Position: Owner. Start: 02/2017. Number of Hours: 30 hours annually; 0 hours during trading hours. Duties: Not active, but maintaining as DBA for educational consultancies, such as monthly meetup groups and guest lecturing at university programs. [3.] Name: UC Berkeley Extension. Not investment-related. Location: Berkeley, CA. Nature: Education. Position: Professor. Start: 03/2020. Number of hours: 15 hours/month, ten weeks a year. 0 hours/month during trading hours. Duties: Teach classes. [4.] proSapient. Not investment-related. Location: Raleigh, NC. Nature: Management consulting and private equity corporation. Start 05/2023. Number of hours: 1/month for approximately four months of the year, 0/month during securities trading hours. Duties: Consulting on alternative investments. [5.] Santa Clara University. Not investment-related. Location: Santa Clara, CA. Nature: Education. Position: Adjunct Professor. Start 01/2023. Number of hours: 32/month for ten weeks a school quarter; 0 hours/month during securities trading hours. Duties: Teach classes.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Joseph Masse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2018 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 201 Mission Street Suite 1825, San Francisco, CA 94105RIA
CRD#: 131037
San Francisco, CA
Past
March 21, 2017 - June 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN FRANCISCO, CA
Past
March 6, 2017 - June 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN FRANCISCO, CA
Past
November 5, 2015 - April 12, 2016
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
April 4, 2014 - August 11, 2015
WAVEFRONT CAPITAL
RIA
CRD#: 168746
SAN FRANCISCO, CA
Past
June 11, 2013 - August 12, 2013
HEDGEPORT ASSOCIATES LLC
RIA
CRD#: 150019
LOS ANGELES, CA
Past
September 24, 2012 - December 20, 2013
BAOCHUAN CAPITAL MANAGEMENT, LLC
RIA
CRD#: 156094
WALNUT CREEK, CA
Past
June 3, 2009 - November 5, 2012
THINKEQUITY LLC
BD
CRD#: 44274
SAN FRANCISCO, CA
Past
January 24, 2002 - June 27, 2007
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/29/2018)
IAR
Texas(11/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
