Stacey B. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacey Briere Gilbert, who also goes by Stacey Erin Briere, Stacey Erin Gilbert, Stacey Gilbert, was a registered financial professional .
Stacey is a previously registered financial professional and started their career in finance in 2001. Stacey had worked at 4 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2021 - May 14, 2025
QUASAR DISTRIBUTORS, LLC
May 10, 2011 - April 9, 2019
SUSQUEHANNA FINANCIAL GROUP, LLLP
July 18, 2008 - May 23, 2011
SUSQUEHANNA SECURITIES, LLC
April 10, 2008 - April 7, 2014
SAL EQUITY TRADING, GP
March 31, 2003 - April 30, 2008
SUSQUEHANNA FINANCIAL GROUP, LLLP
December 18, 2001 - July 27, 2005
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/27/2002
Limited Representative-Equity Trader ExamCurrent Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
