TN
Thiensa T. Nguyen
SUMMIT GLOBAL INVESTMENTS
Englewood, CO 80112
Some features on this profile are disabled
CRD#: 4479986
TN
Professional summary
Thiensa T. Nguyen is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Englewood, Colorado and EQUITY SERVICES, INC. located in Centennial, Colorado.
Thiensa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Thiensa has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) JABEZ PROSPERITY INC - PRESIDENT - PASSTHROUGH ENTITY FOR TAX FILING PURPOSES - HIGHLANDS RANCH, CO - SINCE 03/2017 - NOT INVESTMENT RELATED. DURING TRADE HRS. 2.) SUMMIT GLOBAL INVESTMENTS, LLC - IAR - REGISTERED INVESTMENT ADVISOR - ENGLEWOOD, CO - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. 3.) THIENSA THI NGUYEN - SALES AGENT - NON-VARIABLE INSURANCE - ENGLEWOOD, CO - SINCE 09/2023 - INVESTMENT RELATED.DURING TRADE HRS. 4.) SUMMIT GLOBAL PRIVATE WEALTH - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - SALT LAKE CITY, UT - SINCE 09/2023 - INVESTMENT RELATED. DURING TRADE HRS. 5.) NETLAW - SALES AGENT - ESTATE PLANNING - ENGLEWOOD, CO - SINCE 11/2023 - NOT INVESTMENT RELATED. DURING TRADE HRS. 6.) IMPACT LEGACY LLC - PARTNER, MONITOR CASHFLOW OF THE BUSINESS - FOR OFFICE SHARING PURPOSE WITH OTHER COLLEAGUES - ENGLEWOOD, CO - SINCE 11/2021 - NOT INVESTMENT RELATED. DURING TRADE HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Thiensa T. Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2023 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
Office #1: 10303 East Dry Creek Road, Suite 110, Englewood, CO 80112RIA
CRD#: 157091
Englewood, CO
Current
September 8, 2025 - Present
EQUITY SERVICES, INC.
Office #1: 7173 S Havana Street Suite 600-327, Centennial, CO 80112Office #2: 4801 Lang Avenue Ne, Albuquerque, NM 87109RIA
BD
CRD#: 265
CENTENNIAL, CO
Past
November 30, 2023 - September 22, 2025
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
ENGLEWOOD, CO
Past
January 6, 2012 - September 11, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PLANO, TX
Past
January 6, 2012 - September 11, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PLANO, TX
Past
July 10, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
CENTENNIAL, CO
Past
April 13, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
February 4, 2002 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/8/2025)
RR
California(9/8/2025)
IAR
Colorado(2/11/2025)
RR
Colorado(9/8/2025)
RR
Florida(9/8/2025)
RR
Georgia(9/8/2025)
RR
Nevada(9/8/2025)
IAR
New Mexico(7/8/2025)
RR
New Mexico(9/8/2025)
RR
Oregon(9/8/2025)
RR
Tennessee(9/8/2025)
IAR
Texas(9/19/2023)
RR
Texas(9/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
