RS
Roger L. Skeen
TRUIST ADVISORY SERVICES
RICHMOND, VA 23219
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CRD#: 4479658
RS
Professional summary
Roger Lee Skeen JR is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Petersburg, Virginia.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Roger has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RICHMOND AREA BICYCLE ASSOCIATION POSITION: President NATURE: The mission of the group is to organize bicycle rides as safe, enjoyable, and healthy activities. They have a foundation which is structured as a non profit/501(c)3 for the sole purpose of receiving charitable donations that are used to purchase, assemble and distribute bicycles to children living in poverty during the Christmas holiday season. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: Ashland VA, United States DESCRIPTION: As president I would be primarily responsible for: setting goals, coordinating and running board meetings and assisting with organizing club rides.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Lee Skeen JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 919 E Main St Fl 8, Richmond, VA 23219RIA
CRD#: 283390
RICHMOND, VA
Current
February 24, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 117 E Washington St, Petersburg, VA 23803Office #2: 15601 City View Dr, Midlothian, VA 23113Office #3: 5001 Lakeside Ave, Richmond, VA 23228BD
CRD#: 17499
Petersburg, VA
Past
February 24, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
RICHMOND, VA
Past
October 23, 2009 - February 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RICHMOND, VA
Past
October 23, 2009 - February 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RICHMOND, VA
Past
May 27, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
RICHMOND, VA
Past
December 13, 2001 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/19/2019)
RR
Arizona(2/22/2019)
RR
California(10/9/2024)
RR
Colorado(10/21/2022)
RR
District of Columbia(6/19/2019)
RR
Florida(3/31/2017)
RR
Georgia(8/19/2019)
RR
Illinois(11/27/2017)
RR
Iowa(10/9/2024)
RR
Maryland(6/19/2019)
RR
Massachusetts(10/24/2017)
RR
Nevada(6/19/2019)
RR
New Mexico(3/14/2019)
RR
New York(9/20/2024)
RR
North Carolina(1/10/2013)
RR
Ohio(5/12/2020)
RR
Oregon(10/9/2024)
RR
Pennsylvania(6/19/2019)
RR
South Carolina(8/17/2016)
RR
Tennessee(6/19/2019)
RR
Texas(1/3/2020)
IAR
Texas(12/11/2020)
RR
Virginia(2/24/2012)
IAR
Virginia(9/27/2016)
RR
Washington(6/19/2019)
RR
West Virginia(10/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23219TRUST BUT VERIFY
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