Raquel Salem

MIGDAL OR ADVISING GROUP LLC

AVENTURA, FL 33180

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CRD#: 4479455

Professional summary

Raquel Salem, who also goes by Raquel Salem-halfon, is a registered financial advisor currently at MIGDAL OR ADVISING GROUP LLC located in Aventura, Florida and INSIGNEO SECURITIES, LLC located in Miami, Florida.

Raquel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Raquel has worked at 6 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raquel Salem-Halfon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-MIGDAL OR ADVISING GROUP LLC (Aventura FL, US). Start 3/18/2015. RIA (Registered Investment Adviser). Nature: Provide Sub Advisory to clients of Axxets Management_Owner and manager_Dedication: Aprox 40 hrs/month, during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raquel Salem's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2015 - Present

MIGDAL OR ADVISING GROUP LLC

Office #1: 20900 Ne 30th Ave Suite 309, Aventura, FL 33180

RIA

CRD#: 173072

AVENTURA, FL

Current

May 5, 2016 - Present

INSIGNEO SECURITIES, LLC

Office #1: 1221 Brickell Ave 27th Floor, Miami, FL 33131

CRD#: 29249

Miami, FL

Past

February 8, 2008 - October 31, 2014

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

January 11, 2007 - December 7, 2007

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

September 24, 2002 - April 8, 2005

FLAGSTAR ADVISORS

CRD#: 104233

NEW YORK, NY

Past

January 16, 2002 - August 20, 2002

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(3/18/2015)

Florida
(5/5/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MIGDAL OR ADVISING GROUP LLC

MIGDAL OR ADVISING GROUP LLC | MIGDAL OR GROUP LLC

CRD#: 173072 / SEC#:

Florida

Registered Investment Advisory firm - (3/18/2015 Approved)

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Contact information

Main Address

20900 Ne 30th Ave Suite 311, Aventura, FL 33180

Mailing Address

Phone number

(917) 574-0805

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 46,098,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Raquel Salem

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raquel Salem's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIGDAL OR ADVISING GROUP LLC

INSIGNEO SECURITIES, LLC

EFG CAPITAL INTERNATIONAL

HAPOALIM SECURITIES USA, INC.

FLAGSTAR ADVISORS

HSBC BROKERAGE (USA) INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/15/2002

FINRA

Current Firm

MIGDAL OR ADVISING GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIGDAL OR ADVISING GROUP LLC

TRUST BUT VERIFY

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