Noelle C. Owens
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant I
SOUTH SAN FRANCISCO, CA 94080-4941
Some features on this profile are disabled
CRD#: 4479337
Professional summary
Noelle Claudine Cafagna Owens, CFP®, who also goes by Noelle Claudine Cafagna, Noelle Claudine Cafagna Owens, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in South San Francisco, California and FIDELITY BROKERAGE SERVICES LLC located in San Francisco, California.
Noelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Noelle has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
As your Wealth Management Planning Consultant, I am here to help you and your family navigate all areas of your financial map. I partner with a team of specialists and dedicated service associates within Private Wealth Management and the broader Fidelity landscape to help you and your family pursue your goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Noelle Claudine Cafagna | Noelle Claudine Cafagna Owens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Noelle Claudine Cafagna Owens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
San Francisco State University
Bachelor of Arts (BA) - Philosophy
1996
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 340 Dna Way Room 341036 Fidelity, South San Francisco, CA 94080-4941Office #3: 44 Montgomery St Ste 2350, San Francisco, CA 94104RIA
CRD#: 104555
SOUTH SAN FRANCISCO, CA
Current
January 30, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 44 Montgomery St Ste 2350, San Francisco, CA 94104Office #2: 340 Dna Way Room 341036 Fidelity, South San Francisco, CA 94080BD
CRD#: 7784
San Francisco, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MARTINEZ, CA
Past
February 1, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BERKELEY, CA
Past
January 7, 2013 - January 17, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PLEASANT HILL, CA
Past
March 30, 2009 - January 17, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PLEASANT HILL, CA
Past
January 25, 2008 - April 17, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SAN FRANCISCO, CA
Past
February 26, 2002 - September 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN FRANCISCO, CA
Past
February 18, 2002 - September 23, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 18, 2002 - September 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/15/2023)
RR
Alaska(6/15/2023)
RR
Arizona(6/15/2023)
RR
Arkansas(6/15/2023)
RR
California(6/14/2023)
IAR
California(3/31/2025)
RR
Colorado(6/15/2023)
RR
Connecticut(6/15/2023)
RR
Delaware(6/15/2023)
RR
District of Columbia(6/15/2023)
RR
Florida(6/15/2023)
RR
Georgia(6/15/2023)
RR
Hawaii(6/15/2023)
RR
Idaho(6/15/2023)
RR
Illinois(6/15/2023)
RR
Indiana(6/15/2023)
RR
Iowa(6/15/2023)
RR
Kansas(6/15/2023)
RR
Kentucky(6/15/2023)
RR
Louisiana(6/15/2023)
RR
Maine(6/15/2023)
RR
Maryland(6/15/2023)
RR
Massachusetts(6/15/2023)
RR
Michigan(6/15/2023)
RR
Minnesota(6/15/2023)
RR
Mississippi(6/15/2023)
RR
Missouri(6/15/2023)
RR
Montana(6/15/2023)
RR
Nebraska(6/15/2023)
RR
Nevada(6/15/2023)
RR
New Hampshire(6/15/2023)
RR
New Jersey(6/15/2023)
RR
New Mexico(6/15/2023)
RR
New York(6/15/2023)
RR
North Carolina(6/15/2023)
RR
North Dakota(6/15/2023)
RR
Ohio(6/16/2023)
RR
Oklahoma(6/15/2023)
RR
Oregon(6/15/2023)
RR
Pennsylvania(6/15/2023)
RR
Puerto Rico(6/15/2023)
RR
Rhode Island(6/15/2023)
RR
South Carolina(6/15/2023)
RR
South Dakota(6/15/2023)
RR
Tennessee(6/15/2023)
RR
Texas(6/15/2023)
IAR
Texas(3/31/2025)
RR
Utah(6/15/2023)
RR
Vermont(6/15/2023)
RR
Virgin Islands(6/15/2023)
RR
Virginia(6/15/2023)
RR
Washington(6/15/2023)
RR
West Virginia(6/15/2023)
RR
Wisconsin(6/15/2023)
RR
Wyoming(6/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning Consultant ICRD#: 104555South San Francisco, CA 94080-4941TRUST BUT VERIFY
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Contact information
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