Vincent R. Cione

T2 ASSET MANAGEMENT

NAPERVILLE, IL 60563

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CRD#: 4479328

Professional summary

Vincent Rico Cione is a registered financial advisor currently at T2 ASSET MANAGEMENT, LLC located in Naperville, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Naperville, Illinois.

Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Vincent has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PKSF. INVESTMENT RELATED. 80 STATE STREET ALBANY NY 12207. FIXED/TRADITIONAL INSURANCE. AGENT. START 01/2017. 4 HOURS/MONTH, O DURING TRADING. SALE OF FIXED/TRADITIONAL INSURANCE PRODUCTS. 2) T2 ASSET MANAGEMENT LLC. INVESTMENT RELATED. At Registered Branch Office Location and Personal Residence. RIA. SENIOR WEALTH MANAGER. START 1/6/17. 40 HOURS/MONTH, 30 DURING TRADING. MANAGE INVESTMENT ACCOUNTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Rico Cione's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2017 - Present

T2 ASSET MANAGEMENT, LLC

Office #1: 1952 Mcdowell Rd Suite 101, Naperville, IL 60563

RIA

CRD#: 167714

NAPERVILLE, IL

Current

February 17, 2017 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1952 Mcdowell Road Suite 101, Naperville, IL 60563

CRD#: 35747

Naperville, IL

Past

June 24, 2011 - January 19, 2017

WINTRUST INVESTMENTS LLC

RIA

CRD#: 875

Evergreen Park, IL

Past

September 8, 2005 - January 19, 2017

WINTRUST INVESTMENTS LLC

CRD#: 875

Evergreen Park, IL

Past

July 6, 2005 - September 9, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

CHICAGO, IL

Past

July 6, 2005 - September 9, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

November 1, 2002 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

HINSDALE, IL

Past

June 19, 2002 - October 31, 2002

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

HINSDALE, IL

Past

December 3, 2001 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T2 ASSET MANAGEMENT, LLC

HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC

CRD#: 167714 / SEC#: 801-112202

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

Florida

Registered Investment Advisory firm - (12/20/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/17/2017)

Florida
(10/1/2021)

IAR

Illinois
(1/6/2017)

Illinois
(2/17/2017)

Indiana
(10/14/2021)

Kentucky
(1/8/2020)

Maine
(10/9/2025)

Wisconsin
(1/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/18/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

T2 ASSET MANAGEMENT, LLC

HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC

CRD#: 167714 / SEC#: 801-112202

RIA

Registered Investment Advisory firm - (12/18/2017 Approved)

Florida

Registered Investment Advisory firm - (12/20/2017 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2017 Terminated)

Indiana

Registered Investment Advisory firm - (1/3/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (12/18/2017 Terminated)

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Contact information

Main Address

1952 Mcdowell Rd Suite 101, Naperville, IL 60563

Mailing Address

Phone number

(888) 354-8499

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T2 ASSET MANAGEMENT, LLC ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	830
AUM (Assets Under Management)	$ 165,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincent R. Cione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Rico Cione's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WINTRUST INVESTMENTS LLC

WINTRUST INVESTMENTS LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

T2 ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2011

Series 63

Date: 1/18/2002

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2002

Series 6

Date: 11/30/2001

FINRA

Current Firm

T2 ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

T2 ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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