Terrence A. Slater
Professional summary
Terrence Andrew Slater, who also goes by Terrence A Slater, Terrence Andrew Slater N/a, Terrence Andrew Slater, Terry Slater, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Terrence is registered as a RR (Registered Representative) and started their career in finance in 2002. Terrence has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrence Andrew Slater's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917April 11, 2012 - December 31, 2014
NATIONAL FINANCIAL SERVICES LLC
December 2, 2010 - March 12, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
January 8, 2009 - July 19, 2010
MMC SECURITIES LLC
January 7, 2009 - July 19, 2010
MMC SECURITIES LLC
June 13, 2005 - January 4, 2008
STRATEGIC ADVISERS LLC
June 9, 2005 - January 4, 2008
FIDELITY BROKERAGE SERVICES LLC
July 17, 2003 - December 31, 2004
STRATEGIC ADVISERS LLC
January 10, 2002 - December 31, 2004
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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