MM
Michelle A. Moua
STATE FARM INVESTMENT MANAGEMENT
Chippewa Falls, WI 54729
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CRD#: 4478142
MM
Professional summary
Michelle Ann Moua, who also goes by Shelley Moua, Niam Xaulaus Muas, Michelle Ann Tanner, Michelle Ann Wedlund, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Chippewa Falls, Wisconsin and STATE FARM VP MANAGEMENT CORP. located in Eau Claire, Wisconsin.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michelle has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shelley Moua | Niam Xaulaus Muas | Michelle Ann Tanner | Michelle Ann Wedlund
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pan Asia Kitchen, LLC; Non-Investment-Related; 2633 Birch Street, Eau Claire, WI 54703; Employee; 9/28/2018; Asian Restaurant; help at the cashier station, taking orders, delivering food. This is my husband's family business, and they might need help on some days.; 20 HR/MO & 0 HR/MO. 2) Michelle Moua's Insurance Agency; Investment-related; 4905 W Park Ave Chippewa Falls WI 54729; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; 02/01/2023; 80; 80; Service customers and supervise employees 3) Moua Properties LLC; Investment-related; 4255 12th Ave Eau Claire; WI 54703; Investment or Commercial Property; Owner; 04/01/2024; 4; 0; looking at purchasing the building my office is located in and possible future rentals
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Ann Moua's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2022 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 4905 W Park Ave, Chippewa Falls, WI 54729RIA
CRD#: 3487
Chippewa Falls, WI
Current
February 20, 2003 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1903 Keith Street Suite 5, Eau Claire, WI 54701BD
CRD#: 43036
Eau Claire, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(2/7/2023)
IAR
Minnesota(2/7/2023)
RR
Wisconsin(2/20/2003)
IAR
Wisconsin(8/29/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Chippewa Falls, WI 54729TRUST BUT VERIFY
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