Tripp C. Hale

HALE & DOERR WEALTH MANAGEMENT LLC

GULF BREEZE, FL 32561

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CRD#: 4478068

Professional summary

Tripp Crawford Hale, CFP®, who also goes by Tripp Hale, is a registered financial advisor currently at HALE & DOERR WEALTH MANAGEMENT LLC located in Gulf Breeze, Florida.

Tripp is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Tripp has worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tripp Hale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HALE AND DOERR, LLC - NOT INVESTMENT RELATED - 913 GULF BREEZE PKWY STE 4 GULF BREEZE, FL 32561 - ACCOUNTING/BOOKKEEPER 8/1/2017 25 HOURS - 160 HOURS - OWNER / TURTLES DOWN FARM, INC. - NOT INVESTMENT RELATED - 2861 E JACKSON STREET, PENSACOLA, FL 32503 - PRESIDENT - HOLD REAL ESTATE - 11/21/2021 - 10 HOURS - 0 DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tripp Crawford Hale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

October 23, 2019 - Present

HALE & DOERR WEALTH MANAGEMENT LLC

Office #1: 913 Gulf Breeze Pkwy Suite 4, Gulf Breeze, FL 32561

RIA

CRD#: 301094

GULF BREEZE, FL

Past

November 6, 2015 - October 22, 2019

CRD#: 250

PENSACOLA, FL

Past

April 14, 2003 - November 26, 2003

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

January 18, 2002 - August 15, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PENSACOLA, FL

Past

January 17, 2002 - August 15, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(10/24/2019)

IAR

Florida
(10/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/27/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/28/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2015

General Securities Representative Examination

Current Firm

HALE & DOERR WEALTH MANAGEMENT LLC

CRD#: 301094 / SEC#:

Alabama

Registered Investment Advisory firm - (7/17/2019 Approved)

Florida

Registered Investment Advisory firm - (7/2/2019 Approved)

Texas

Registered Investment Advisory firm - (6/15/2023 Conditional Restricted)

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Contact information

Main Address

913 Gulf Breeze Pkwy Suite 4, Gulf Breeze, FL 32561

Mailing Address

Phone number

(850) 934-4288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 30,700,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tripp C. Hale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tripp Crawford Hale's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

MONEY PROFESSIONALS, LLC

MONEY PROFESSIONALS, LLC

ACTIVE INVESTMENT MANAGEMENT, LLC

EDWARD JONES

EDWARD JONES

SIGNATOR FINANCIAL SERVICES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/27/2015

Series 66

Date: 3/28/2008

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2015

Current Firm

HALE & DOERR WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HALE & DOERR WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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