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Gifford W. Crosby

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CRD#: 4478060
GC

Professional summary

Gifford Winston Crosby II was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gifford Winston Crosby II was a registered financial professional .

Gifford is a previously registered financial professional and started their career in finance in 2001. Gifford had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 22, 2013 - January 16, 2016

AVANT-GARDE ADVISORS LLC

RIA
CRD#: 151527
SCOTTSDALE, AZ
Past

January 10, 2011 - March 6, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SCOTTSDALE, AZ
Past

January 7, 2011 - March 6, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SCOTTSDALE, AZ
Past

October 1, 2008 - January 21, 2011

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SCOTTSDALE, AZ
Past

October 1, 2008 - January 21, 2011

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SCOTTSDALE, AZ
Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA
CRD#: 18718
DENVER, CO
Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
DENVER, CO
Past

July 26, 2005 - July 1, 2006

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
BOUDLER, CO
Past

July 13, 2005 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
BOUDLER, CO
Past

July 6, 2005 - July 13, 2005

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
CHICAGO, IL
Past

July 6, 2005 - July 13, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

July 21, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
DENVER, CO
Past

September 11, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

December 6, 2001 - December 6, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/20/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/14/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/5/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AA
AVANT-GARDE ADVISORS LLC
ANTHEM WEALTH PARTNERS | SECURE RETIREMENT SOLUTIONS | SAFEGUARD FINANCIAL | HARVEY & COMPANIES | AVANT-GARDE WEALTH MANAGEMENT INC. | AVANT-GARDE ADVISORS LLC

CRD#: 151527 / SEC#: 801-76860

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Contact information

Main Address
9155 E Nichols Ave Suite 175, Centennial, CO 80112
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (ADV PART 2A) 2016 (9/15/2016)
WRAP PROGRAM BROCHURE SUPPLEMENT UPDATED 2015 (3/29/2016)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVANT-GARDE ADVISORS LLC

CRD#: 151527

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