Blake H. Kiernan
Professional summary
Blake H. Kiernan was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Blake H. Kiernan was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 2001. Blake had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2013 - June 16, 2014
FOUR POINTS CAPITAL PARTNERS LLC
September 9, 2008 - May 3, 2013
WOODSTOCK FINANCIAL GROUP, INC.
March 2, 2007 - September 10, 2008
FIRST MIDWEST SECURITIES, INC.
May 2, 2006 - October 5, 2006
G-2 TRADING,LLC
November 14, 2001 - May 9, 2002
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/6/2001
Limited Representative-Equity Trader ExamCurrent Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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